Law Practice
Oct. 18, 2003
When the Firm Changes Investment Providers
Employment Column - By Debra A. Davis - When firms change their (401)k plan's investment providers, most plan fiduciaries understand the blackout period requirements. However, many don't know of the effect that changing the provider can have on their protection under Section 404(c) of the Employee Retirement Income Security Act, such as the risks involved in mapping old investment options to those offered by the new provider and the changes that may need to be made to the plan's investment policy statement.
By Debra A. Davis
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