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Litigation

Feb. 7, 2015

SEC charges four men with insider trading

Regulators charged four California men for insider trading on information from two finance companies in Silicon Valley. They will pay a total of $1.6 million to settle the case, without admitting or denying wrongdoing.


By Hadley Robinson


Daily Journal Staff Writer


Regulators charged four California men for insider trading on information from two Silicon Valley companies. They will pay a total of $1.6 million to settle the case, without admitting or denying wrongdoing.


The U.S. Securities and Exchange Commission complaint alleges financial analyst Christian Keller passed information on upcoming acquisitions, personnel changes and quarterly results about his ...

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