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Criminal

Mar. 3, 2015

Chief executive pleads guilty to defrauding investors

The CEO of a San Diego-based holding company pleaded guilty Friday to defrauding investors in a complex securities scheme.

By Henry Meier
Daily Journal Staff Writer

The CEO of a San Diego-based holding company pleaded guilty Friday to defrauding investors in a complex securities scheme.

Mark Lopez, the former CEO of Unico Inc., admitted to issuing and selling unregistered shares of the company by invoking a special clause of a nearly century-old securities statute. Working with co-conspirators, Lopez assigned a $500,000 debt to another company, Outboard Investments, which then transferre...

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