Ethics/Professional Responsibility
Jul. 5, 2017
Immigration attorney loses long-running battle with SEC
An attorney lost his long-running battle with the Securities and Exchange Commission after a federal judge granted summary judgment to the agency and ordered him to pay $2.7 million for not registering as a broker to handle EB-5 immigration investments.
An attorney lost his long-running battle with the Securities and Exchange Commission after a federal judge granted summary judgment to the agency and ordered him to pay $2.7 million for not registering as a broker to handle EB-5 immigration investments.
U.S. District Judge Consuelo Marshall ruled that New York-based immigration attorney Hui Feng violated the Securities Exchange Act by failing to register as a broker and by offering...
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