Government
Jan. 22, 2018
Litigators expect changes in SEC priorities, strategies
Securities litigators say that while the Securities and Exchange Commission will not undergo radical change under new Chairman Jay Clayton, they expect a change in priority and enforcement strategies.
Securities enforcement in the Trump administration is shaping up to be one that focuses more on “retail” crimes like Ponzi schemes that harm less knowledgeable investors, and less on broad cases aimed at sending a message to the industry, litigators say.
Today, U.S. Securities and Exchange Commission Chairman Jay Clayton is scheduled to give a speech at a conference in on Coronado Island in which he is expected to expand on those the...
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