Securities,
Civil Litigation,
Criminal
Nov. 28, 2018
Attorneys defend proposed judgment in SEC insider trading case
Two briefs address the role of the SEC and the court in determining the public interest in an insider trading case.
MARMARO
Attorneys trying to persuade a federal judge to approve a proposed judgment in a civil insider trading case say the settlement levies a substantial fine while ending a lengthy proceeding that has caused the accused ophthalmology executive "enormous and unimaginable" stress.
Two briefs filed Monday differentiate between the Securities Exchange Commission case against James Mazzo and the criminal case by emphasizing restrictions on Ma...
To continue reading, please subscribe.
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$895, but save $100 when you subscribe today… Just $795 for the first year!
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$895, but save $100 when you subscribe today… Just $795 for the first year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In
Enewsletter Sign-up
Related Content
Securities, Civil Litigation, Criminal
Federal judge demands ‘complete transparency’ in insider trading settlement
Dec. 6, 2018
By Meghann Cuniff
By Meghann Cuniff
Civil Litigation, Government, Criminal
Criminal insider trading charges dropped after a series of impromptu hearings
Dec. 10, 2018
By Meghann Cuniff
By Meghann Cuniff
Securities, Civil Litigation, Criminal, Corporate
Former Apple attorney charged with insider trading
Feb. 15, 2019
By Malcolm Maclachlan
By Malcolm Maclachlan
