U.S. Supreme Court,
Securities
Apr. 12, 2019
Ruling will encourage SEC to pursue broader theories
After a string of high-profile Supreme Court defeats, the SEC finally won one, and it will have ramifications.
Nicolas Morgan
Partner
Paul Hastings LLP
Phone: (213) 683-6181
Email: nicolasmorgan@paulhastings.com
Nicolas is a partner in the firm's Litigation Department. He served as senior trial counsel in the SEC's Los Angeles office.
John Nowak
Partner
John is a partner in the firm's New York office and previously served as a branch chief in the SEC Enforcement Division and as an Assistant United States Attorney for the Eastern District of New York.
Thomas A. Zaccaro
Senior Counsel
Hueston Hennigan LLP
Phone: (213) 788-4039
Email: tzaccaro@hueston.com
Boston College Law School
Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.
OT18
After a string of high-profile Supreme Court defeats, the SEC finally won one. Recently, in Lorenzo v. Sec. Exch. Comm'n, 2019 DJDAR 2499 (March 27, 2019), the Supreme Court upheld a D.C. Circuit ruling that a director of a registered broker-dealer was liable for securities fraud when he cut-and-pasted false statements ...
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