U.S. Supreme Court,
Securities,
Constitutional Law
Jan. 13, 2021
SEC administrative law judge can’t handle fraud case
The Monday decision was an attempt to expand a challenge to the authority of SEC administrative law judges to decide securities fraud cases internally, a position critics argue is unconstitutional.
The U.S. Supreme Court denied a writ petition seeking to reverse a federal appellate court ruling permitting a Securities and Exchange Commission administrative law judge to handle a securities fraud case.
The Monday decision was an attempt to expand a challenge to the authority of SEC administrative law judges to decide securities fraud cases internally, a position critics argue is unconstitutional.
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