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Securities
Breach of Fiduciary Duty
Unauthorized Trade

William W. Steckbauer, Trustee for the Steckbauer Weinhart Jaffe, LLP 401(K) Profit Sharing Plan, and Dawn M. Coulson v. Karen Lyn Rosen, an individual; The Rosen Group, an unknown entity; and Does 1 through 10, inclusive

Published: Oct. 15, 2011 | Result Date: Jan. 1, 2011 | Filing Date: Jan. 1, 1900 |
Case number: 09-05541 Arbitration –  $12,206

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