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Securities
Breach of Fiduciary Duty
Constructive Fraud, Fraud by Misrepresentation and Omission

France Pollack, individually and on behalf of the France Pollack Rollover IRA and as Trustee of the F/T Barry Pollack Trust Profit Sharing v. Morgan Stanley Smith Barney LLC

Published: Oct. 6, 2017 | Result Date: Sep. 5, 2017 | Filing Date: May 12, 2016 |
Case number: FINRA 16-01370 Arbitration –  Expungement

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