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Securities
Breach of Fiduciary Duty
Unsuitability, Equitable Rescission

Ellen E. Robertson v. Morgan Stanley Smith Barney LLC, James L. Harvey

Published: Jan. 12, 2018 | Result Date: Aug. 2, 2017 | Filing Date: Jul. 6, 2016 |
Case number: FINRA 16-01949 Arbitration –  Expungement

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