Securities
Fraud and Gross Negligence
Wrongful Transfer of Trust Assets
E. Thomas Clark Jr., aka Elmer Thomas Clark Jr., successor trustee of the E. Thomas Clark 2000 Trust, dated March 6, 2000, as amended by the Amendment to the Declaration of Trust, dated April 27, 2005 v. Maureen Bryan-Furguson; John Ward Francis; Merrill, Lynch, Pierce, Fenner & Smith Inc.
Published: Nov. 10, 2017 | Result Date: Sep. 11, 2017 | Filing Date: Jan. 11, 2016 |Case number: FINRA: 16-00100 Arbitration – Respondent
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