Securities
Breach of Fiduciary Duty
Negligence and Responsibility Under the Doctrine of Respondeat Superior
Mary C. Lee v. AXA Advisors LLC, Larry Dan George, William Paul Evans
Published: Feb. 2, 2018 | Result Date: Dec. 4, 2017 | Filing Date: Oct. 31, 2016 |Case number: FINRA: 16-03173 Arbitration – Dismissal
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