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Securities
Breach of Fiduciary Duty
Unfair Competition

Bob Rogers, in his individual capacity, and as trustee of the Bobby and Michele Rogers Family Trust dated June 12, 2015 v. Morgan Stanley Smith Barney LLC, Robert Alan Nelson

Published: Dec. 28, 2018 | Result Date: Sep. 26, 2018 | Filing Date: Jul. 24, 2017 |
Case number: FINRA: 17-01935 Arbitration –  Respondent

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