Securities
Breach of Fiduciary Duty
Breach of Written and Oral Contract
Marcia Berger, individually and on behalf of the Marcia Berger IRA and the Marcia Berger Brokerage Account v. Sandlapper Securities LLC, Independent Financial Group LLC
Published: Dec. 21, 2018 | Result Date: Oct. 12, 2018 | Filing Date: Feb. 13, 2017 |Case number: FINRA: 17-00407 Arbitration – Respondent
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