Securities
Securities Fraud
Breach of Fiduciary Duty
Michele Schultz, individually and as Trustee of the Michele C. Schultz Family Living Trust v. Jerry Lou Guttman, United Planners Financial Services of America, a Limited Partnership
Published: Mar. 20, 2020 | Result Date: Dec. 20, 2019 | Filing Date: Apr. 16, 2018 |Case number: FINRA: 18-01399 Arbitration – $1,550,000
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