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Securities
Breach of Contract
Unsuitable and Unauthorized Investing or Trading

Anthony Cowan, Jennifer Cowan, Steve Gorder, Stacie K. Gorder, Elling Halvorson, Jon-Michael P. Smith, IRA, Jon Michael Phillip Smith, Rachel L. Smith, Alan Stephen, Scott Tomy v. Black Diamond Securities LLC, Estee Dorfman Foster, Richard Allan Finger Jr., First Washington Corporation, Phillip Fisher Frink Jr., James Hamer, Interactive Brokers LLC

Published: Jun. 28, 2014 | Result Date: Jun. 6, 2014 | Filing Date: Jan. 1, 1900 |

Case number: 12-00268 Arbitration –  $100,000

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