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Securities
Breach of Fiduciary Duty
Suitability, Failure to Supervise

Benjamin L. Hoch, an individual, Holly N. Hoch, an individual, Benjamin L. Hoch and Holly N. Hoch as Trustees, of the Hoch Family Trust as Amended & Restated v. J.P. Morgan Securities, LLC, Robert Owen Klein

Published: Dec. 13, 2014 | Result Date: Nov. 19, 2014 | Filing Date: Jan. 1, 1900 |

Case number: 12-00169 Arbitration –  $485,000

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