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Securities
Breach of Fiduciary Duty
Fraud

Karen K. Fry and Sally A. Baker, as Successor Co-Trustees of the Belva Jeanne Shultz Revocable Trust and Karen K. Fry as Attorney in Fact for Belva Jeanne Shultz v. First Clearing, LLC; James Neal McCallum; RBC Capital Markets, LLC; Thornes & Associates, Inc. Investment Securities; and John Thomas Thornes

Published: Feb. 7, 2015 | Result Date: Dec. 31, 2014 | Filing Date: Jan. 1, 1900 |
Case number: 13-01837 Arbitration –  Claimants

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