57085 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Northgate Minerals Corp. v.... |
Feb. 11, 2012
Jan. 13, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,588,900
|
$1,588,900
|
Edward A. Blank, Doreen Bak... |
Mar. 22, 2014
Mar. 4, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Alliance Semiconductor Corp... |
Nov. 26, 2011
Nov. 5, 2011 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Soleiman Ghalili v. Steven ... |
May 28, 2016
Mar. 28, 2016 |
|
Securities
Breach of Duty
Verdict:
$13,000,000
|
$13,000,000
|
New Jersey Carpenters Pensi... |
May 10, 2014
Feb. 5, 2014 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$1,030,545 (for Shemano Group) |
The Shemano Group Inc. (Cla... |
Oct. 27, 2007
Jul. 5, 2007 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Eugene Canino, Elizabeth Ca... |
May 28, 2016
Mar. 21, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,651,000
|
$1,651,000
|
Artek Media International I... |
Jun. 4, 2016
Jan. 29, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$66,800
|
$66,800
|
Thomas E. Turk, Thomas E. T... |
Mar. 21, 2009
Feb. 2, 2009 |
|
Securities
Broker Negligence
Verdict:
$0
|
$0
|
William Fieldman | Confidential |
Dec. 14, 1996
Nov. 1, 1996 |
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
James L. Donohue, James L. ... |
Feb. 11, 2012
Dec. 30, 2011 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Claims Denied |
Weill Dai, Sehat Sutardja, ... |
Mar. 22, 2014
Mar. 4, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Brown Family Trust v. Wells... |
May 28, 2016
Feb. 8, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Dhruv Khanna, individually ... |
Jun. 4, 2016
Feb. 4, 2016 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Injunction Denied |
Dixon v. Cost Plus Inc., et... |
Aug. 18, 2012
Jun. 27, 2012 |
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
In Re: Focus Media Holdings... |
Feb. 18, 2012
Jan. 10, 2012 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re Finisar Corporation S... |
Feb. 9, 2013
Jan. 16, 2013 |
|
Securities
Breach of Contract
Verdict:
$3,668,740
|
$3,668,740
|
Bruce L. Hopper Rollover IR... |
Feb. 14, 2015
Jun. 3, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$386,144
|
$386,144
|
Diane Ford, Martha Nelson, ... |
Jun. 4, 2016
Feb. 9, 2016 |
|
Securities
Unfair Business Practices
Verdict:
-$1
|
-$1
Defense |
Overstock.com Inc., a Delaw... |
Feb. 11, 2012
Jan. 12, 2012 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Mari F. Palash and Andrea L... |
Mar. 31, 2007
Feb. 22, 2007 |
|
Securities
Securities Exchange Act
Verdict:
$195,000
|
$195,000
|
David Guerra, Individually ... |
Nov. 26, 2016
Oct. 24, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$271,250
|
$271,250
|
Dennis M. Nigro, The Dennis... |
Mar. 31, 2007
Feb. 16, 2007 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents, Counter-Respondents |
Rina Schwarz, individually,... |
Sep. 4, 2010
Aug. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$338,646 (plus interest) |
Lim Cheng Low, Lee Fang Ng ... |
Sep. 4, 2010
Aug. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$253,843
|
$253,843
|
Amnon Kawa, Amva Holdings, ... |
Sep. 4, 2010
Aug. 4, 2010 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Alfred L. Davenport Jr., in... |
Sep. 4, 2010
Aug. 7, 2010 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Pauline W. Allen, individua... |
Jul. 4, 2014
Jun. 16, 2014 |
|
Securities
Commodities
Verdict:
-$1
|
-$1
Defense |
In Re Immersion Corporation... |
Feb. 4, 2012
Dec. 16, 2011 |