57085 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Securities Fraud
Verdict:
$6,500,000
|
$6,500,000
|
People of the State of Cali... |
Mar. 12, 2011
Feb. 2, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement Denied |
Arthur A. Torrellas, First ... |
Aug. 20, 2016
May 12, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims dismissed with prejudice |
The Thomas P. Matula Living... |
Sep. 13, 2008
Mar. 11, 2008 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Daniel L. Cohen, Daniel L. ... |
Sep. 13, 2014
Aug. 19, 2014 |
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Settlement |
Church Resource Ministries ... |
Apr. 2, 2011
Feb. 18, 2011 |
|
Securities
Breach of Contract
Verdict:
$361,017
|
$361,017
|
Lehman Brothers Holdings In... |
Nov. 3, 2012
Sep. 28, 2012 |
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Anoshiravan Afrasiabi v. Ma... |
Nov. 9, 2013
Oct. 28, 2013 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
David Hubert v. Bear, Stear... |
Oct. 25, 2008
Mar. 4, 2008 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Frances Lamm-Roberts, as an... |
Nov. 9, 2013
Oct. 25, 2013 |
|
Securities
CLRA
Verdict:
$23,000
|
$23,000
|
P. Anne Giannini v. Raymond... |
Mar. 17, 2012
Feb. 1, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Jeanette Andreas, Joel Andr... |
Aug. 21, 2010
Jul. 15, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Gene A. and Janice M. Hedlu... |
Oct. 29, 2011
Oct. 7, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,112,510
|
$1,112,510
|
Ame Wauters, Camilla Rogers... |
Aug. 21, 2010
Jul. 30, 2010 |
|
Securities
Fraud
Verdict:
$18,000,000
|
$18,000,000
|
In Re Rambus Inc. Securitie... |
Oct. 13, 2007
Jun. 29, 2007 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$61,000,000
|
$61,000,000
|
Aurum STS Aggressive Tradin... |
Oct. 29, 2011
Oct. 6, 2011 |
|
Securities
Employment
Verdict:
$222,750
|
$222,750
|
Joseph Alan Seidler v. Kevi... |
Jan. 4, 2014
Dec. 6, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Denise M. Sullivan v. Edwar... |
Aug. 21, 2010
Jul. 29, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claimants |
Marion Thomas Risner, indiv... |
Aug. 21, 2010
Aug. 3, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$70,000
|
$70,000
|
Carole A. Lane v. Louis B. ... |
Sep. 13, 2008
May 4, 2008 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Marvin Antonowsky, Antonows... |
Jun. 30, 2012
Jun. 4, 2012 |
|
Securities
Negligence
Verdict:
$12,133
|
$12,133
|
Peter P. Reddy Sr. v. E*Tra... |
Mar. 24, 2012
Jan. 17, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$6,215
|
$6,215
|
Vincent R. and Tracie D. He... |
Oct. 29, 2011
Oct. 7, 2011 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
John T. Hall, James Kaczmar... |
Dec. 7, 2013
Nov. 14, 2013 |
|
Securities
Breach of Promissory Note
Verdict:
$533,535
|
$533,535
|
Wells Fargo Investments, LL... |
Jul. 31, 2010
Jun. 22, 2010 |
|
Securities
Securities Fraud
Verdict:
$62,500,000
|
$62,500,000
|
The City of Farmington Hill... |
Sep. 13, 2014
Aug. 18, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Judy Durgin, Derivatively o... |
Feb. 11, 2017
Jan. 10, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Paul Norman v. Citigroup Gl... |
Mar. 13, 2010
Feb. 25, 2010 |
|
Securities
NASD
Verdict:
$9,500
|
$9,500
|
Wells Fargo Investments, LL... |
Dec. 2, 2006
May 1, 2006 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Simon David Lewis, Laurens ... |
Mar. 20, 2010
Feb. 10, 2010 |