57085 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement |
Claimant | Kenneth Ancell v. Commonwea... |
Feb. 7, 2020
Nov. 4, 2019 |
|
|
Securities
Expungement |
Expungement | Barbara M. Zak | Antoine Nabih Souma v. UBS ... |
Apr. 19, 2019
Feb. 4, 2019 |
|
Securities
Breach of Contract |
Dismissal | Robert E. Jenks Jr. | Justin Williams v. J.P. Mor... |
Apr. 12, 2019
Feb. 20, 2019 |
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Matthew Martin Howley v. Me... |
Apr. 5, 2019
Mar. 4, 2019 |
|
Securities
Expungement |
Expungement | Barbara M. Zak | Adam Scot Goldstein v. Amer... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Expungement |
Expungement | Stephen H. Marcus | Pablo Raul Vaquera v. Natio... |
Jun. 21, 2019
May 6, 2019 |
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | New York Hotel Trades Counc... |
Oct. 4, 2019
Aug. 12, 2019 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Michael M. Hachigian | William and Henry Associate... |
Mar. 1, 2019
Jan. 7, 2019 |
|
Securities
Breach of Fiduciary Duty |
Expungement | A. Joel Klein | Oscar Roberto Celasco, indi... |
Mar. 1, 2019
Jan. 5, 2019 |
|
Securities
|
Expungement | Barbara M. Zak | Bonnie L. Hester (IRA), Jam... |
Mar. 1, 2019
Dec. 17, 2018 |
|
Securities
Securities Exchange Act |
Dismissal | Jon S. Tigar | Chad C. Smith, individually... |
Mar. 19, 2021
Feb. 26, 2021 |
|
Securities
|
Mary E. Wiss | State of California, ex rel... |
Nov. 8, 2019
Apr. 15, 2019 |
|
|
Securities
Verdict:
$10,691,500
|
$10,691,500
|
Cormac J. Carney | Securities and Exchange Com... |
Apr. 16, 2021
Jan. 20, 2021 |
|
Securities
Expungement |
Claimant | Robert Eric Rose v. Morgan ... |
Feb. 7, 2020
Nov. 13, 2019 |
|
|
Securities
Verdict:
$5,750,000
|
$5,750,000
|
People of the State of Cali... |
Mar. 12, 2021
Feb. 12, 2021 |
|
|
Securities
Securities Exchange Act
Verdict:
$12,021,500
|
$12,021,500
|
Christina A. Snyder | Securities and Exchange Com... |
Apr. 11, 2025
Jan. 16, 2024 |
|
Securities
Securities Exchange Act
Verdict:
$102,500,000
|
$102,500,000
|
Edward J. Davila | William Lamartina, individu... |
May 30, 2025
Nov. 26, 2024 |
|
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |
|
Securities
Expungement |
Expungement Denied | Merton E. Marks | William Dean Ferguson v. Va... |
Apr. 26, 2019
Mar. 24, 2019 |
|
Securities
Expungement |
Expungement | Louis Basil Windawi v. Amer... |
Mar. 20, 2020
Nov. 26, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$137,000
|
$137,000
|
Edward J. Davila | Securities and Exchange Com... |
Apr. 10, 2025
Mar. 28, 2024 |
|
Securities
Securities Exchange Act |
Mixed Verdict | Andrew J. Guilford | Hsing Ching Hsu, individual... |
Mar. 22, 2019
Feb. 4, 2019 |
|
Securities
Expungement |
Expungement | Richard J. Kaplan | Marc Layne Lowell v. Argent... |
Jun. 21, 2019
Apr. 23, 2019 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Rivette Family Trusts v. We... |
Dec. 20, 2019
Nov. 6, 2019 |
|
|
Securities
Expungement |
Expungement | Kevin K. Forrester | Nisha Sandeep Varma v. LPL ... |
May 31, 2019
Apr. 4, 2019 |
|
Securities
Expungement |
Confirmed | Richard B. Ulmer Jr. | Justin Timothy Bailey v. We... |
Jan. 24, 2025
Jul. 2, 2024 |
|
Securities
Securities Exchange Act |
Dismissal | Consuelo B. Marshall | Glen Barnes, individually a... |
Jan. 28, 2022
Apr. 6, 2021 |
|
Securities
Breach of Fiduciary Duty |
Dismissal | Timothy Katen, Elizabeth Ka... |
Jan. 31, 2020
Nov. 18, 2019 |
|
|
Securities
Securities Fraud |
Respondent | Susan Romano | George Lawlor v. Merrill Ly... |
May 3, 2019
Mar. 21, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |