56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
$41,251
|
$41,251
|
Mary Nassimi v. Brookstreet... |
Feb. 3, 2007
Nov. 7, 2006 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Bricklayers and Trowel Trad... |
Feb. 11, 2012
Jan. 13, 2012 |
|
|
Securities
Breach of Promissory Note
Verdict:
$355,782
|
$355,782
|
Morgan Stanley Smith Barney... |
Apr. 5, 2014
Mar. 14, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Mixed |
Bill John Callis v. Banc of... |
Mar. 17, 2012
Feb. 14, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
In Re: Focus Media Holdings... |
Feb. 18, 2012
Jan. 10, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Nancy Jokerst, Rev. William... |
Nov. 14, 2009
Jul. 22, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Eric T. Besag, Eric T. Besa... |
Feb. 19, 2011
Jan. 6, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Dhruv Khanna, individually ... |
Jun. 4, 2016
Feb. 4, 2016 |
|
|
Securities
Foreign Corrupt Practices Act
Verdict:
$55,000,000
|
$55,000,000
|
In the Matter of Bio-Rad La... |
Nov. 29, 2014
Nov. 3, 2014 |
|
|
Securities
Fraud
Verdict:
$1,182,840
|
$1,182,840
|
Consuelo B. Marshall | Thomas E. Snooks v. SRS Tec... |
Feb. 4, 1995
Oct. 24, 1994 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Michael Fairservice, Locals... |
May 11, 2013
Jun. 22, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Young Soo So v. Shin Han Gl... |
Mar. 31, 2007
Feb. 6, 2007 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$4,354,790
|
$4,354,790
|
Wedbush Morgan Securities I... |
Nov. 14, 2009
Jul. 20, 2009 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Pauline W. Allen, individua... |
Jul. 4, 2014
Jun. 16, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Equitable Settlement |
Securities and Exchange Com... |
Mar. 10, 2012
Feb. 13, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Brown Family Trust v. Wells... |
May 28, 2016
Feb. 8, 2016 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal (in part) |
Herbert R. Huber and Kathry... |
May 11, 2013
Apr. 24, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$160,500,000
|
$160,500,000
|
In re Broadcom Corp. Class ... |
Feb. 6, 2010
Dec. 29, 2009 |
|
|
Securities
Stocks
Verdict:
$1,750,000
|
$1,750,000
|
Securities and Exchange Com... |
Dec. 8, 2012
Oct. 26, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$127,000
|
$127,000
|
Melvin Dias, Evelyn Dias v.... |
Aug. 21, 2010
Jul. 20, 2010 |
|
|
Securities
Fraud
Verdict:
$300,000
|
$300,000
|
In the Matter of Raymond J.... |
Jul. 20, 2013
Jul. 8, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Simon David Lewis, Laurens ... |
Mar. 20, 2010
Feb. 10, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Paul Norman v. Citigroup Gl... |
Mar. 13, 2010
Feb. 25, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
M. C. Otis, individually an... |
Jan. 4, 2014
Dec. 6, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$4,000
|
$4,000
|
Larry Rabineau v. Donald Al... |
May 20, 2017
Apr. 5, 2017 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jaleh Miller v. Wells Fargo... |
May 20, 2017
Apr. 11, 2017 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Oracle Corporation Se... |
Jan. 23, 2010
Jun. 16, 2009 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Claim: $995,300; Cross-claim: $45,360 |
Grand Avenue Capital Partne... |
Apr. 10, 2010
Mar. 1, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Yarbrough v. Citigroup... |
Jan. 16, 2010
Dec. 10, 2009 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Estate of Chaille M. Love, ... |
Jan. 16, 2010
Dec. 14, 2009 |