56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
$155,450
|
$155,450
|
John C. Jones v. Wells Farg... |
Jun. 12, 2010
May 20, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
David W. Ramey, Trustee v. ... |
May 3, 2014
Apr. 8, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Thomas Edwin Logan v. Linco... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Genesis Venture Capital Cor... |
Jan. 16, 2016
Dec. 1, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$550,505
|
$550,505
|
The Selan Family Trust dd A... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Breach of Promissory Note
Verdict:
$803,342
|
$803,342
|
Wells Fargo Advisors LLC v.... |
Apr. 6, 2013
Mar. 25, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Juliet Baruch v. Citigroup ... |
Jan. 8, 2011
Dec. 9, 2010 |
|
|
Securities
NASD
Verdict:
$50,000
|
$50,000
|
John P. and Ana Jahn, Trust... |
Nov. 11, 2006
Jan. 23, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$14,171
|
$14,171
|
Poppie Phillips, individual... |
Jan. 15, 2011
Dec. 8, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Fred Hetzel v. Alpha Omega ... |
Feb. 14, 2015
Apr. 7, 2014 |
|
|
Securities
Negligent Misrepresentation
Verdict:
$3,850,000
|
$3,850,000
|
Anne Ellington | Baldwin, et al. v. Greenber... |
Nov. 23, 1993
Oct. 26, 1993 |
|
Securities
Negligence
Verdict:
$118,217
|
$118,217
|
Lori A. Strayn, individuall... |
Mar. 23, 2013
Mar. 7, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
Thomas A. Seaman, in his ca... |
Feb. 14, 2015
Apr. 28, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Respondent |
Fred S. Beaton and Fred S. ... |
Aug. 17, 2013
Aug. 2, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Michael R. Smith, Carole Sm... |
Jan. 16, 2016
Sep. 3, 2015 |
|
|
Securities
NASD
Verdict:
$1,560,000
|
$1,560,000
|
Lance R. Freed, Judith Fish... |
Nov. 11, 2006
Jan. 25, 2006 |
|
|
Securities
Negligence
Verdict:
$275,987
|
$275,987
|
Shirley Peltier v. Cullum &... |
Jan. 16, 2016
Nov. 19, 2015 |
|
|
Securities
Fraud
Verdict:
$235,000,000
|
$235,000,000
|
In re Charles Schwab Corp. ... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$10,000,000
|
$10,000,000
|
Carl Stork v. John Textor, ... |
Apr. 13, 2013
Nov. 29, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$619,083
|
$619,083
|
Pooroushasb Parineh and Par... |
Mar. 3, 2012
Feb. 9, 2012 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Brent R. Allan, Deborah B. ... |
Mar. 10, 2012
Feb. 10, 2012 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Armando Palomino v. Wells F... |
May 31, 2014
Apr. 23, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Bridgepoint Education... |
Feb. 6, 2016
Dec. 21, 2015 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Respondent |
Jack Hoffman and Taeko Hoff... |
Apr. 13, 2013
Apr. 1, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$850,000
|
$850,000
|
Securities And Exchange Com... |
Mar. 30, 2013
Feb. 27, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Edward Jones v. John C. Lin... |
Aug. 10, 2013
Jul. 29, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$3,150,000
|
$3,150,000
|
Ramon Gomez, on behalf of h... |
Mar. 30, 2013
Feb. 21, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$16,500,000
|
$16,500,000
|
In re Apple Inc. Securities... |
Jan. 22, 2011
Nov. 22, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
$2,125,000
|
$2,125,000
|
James Rose v. Deer Consumer... |
Aug. 24, 2013
Aug. 9, 2013 |
|
|
Securities
Negligence
Verdict:
$125,000
|
$125,000
|
Dominic V. Annino, individu... |
Jan. 15, 2011
Dec. 20, 2010 |