57373 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud |
Respondent | Theresa Taylor v. Interacti... |
Feb. 7, 2020
Oct. 31, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$463,082
|
$463,082
|
U.S. Securities and Exchang... |
Jul. 17, 2020
Apr. 9, 2020 |
|
|
Securities
Expungement |
Expungement | Isidro Z. Miramontes v. Mor... |
Mar. 20, 2020
Nov. 25, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Thomas L. Marshall | Norman Lipson v. RBC Capita... |
Apr. 5, 2019
Feb. 7, 2019 |
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
Breach of Fiduciary Duty |
Dismissal | Phyllis J. Hamilton | Lauren Marie Barbiero, et a... |
Jul. 29, 2022
Jun. 8, 2022 |
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$19,000,000
|
$19,000,000
|
Dale S. Fischer | Vancouver Alumni Asset Hold... |
Jun. 19, 2020
Apr. 29, 2020 |
|
Securities
Expungement |
Expungement | Joyce L. Hurley | Jeffery M. Sorensen v. Tran... |
May 17, 2019
Apr. 1, 2019 |
|
Securities
Breach of Contract |
Respondent | Marilyn R. Lewis | Rosalie D. Everson, John E.... |
Feb. 1, 2019
Dec. 12, 2018 |
|
Securities
Securities Fraud
Verdict:
$7,500,000
|
$7,500,000
|
In the Matter of Qualcomm Inc. |
Apr. 2, 2016
Mar. 1, 2016 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,375,000
|
$2,375,000
|
Dana M. Sabraw | Scott Kuhne, individually a... |
Dec. 30, 2022
Sep. 30, 2022 |
|
Securities
Expungement |
Expungement | Allen Frances Schreiber v. ... |
Mar. 20, 2020
Dec. 24, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$43,288,700
|
$43,288,700
|
Securities and Exchange Com... |
Jun. 14, 2014
May 23, 2014 |
|
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Yangchen D. Lama v. UBS Fin... |
Jun. 21, 2019
May 8, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$11,000,000
|
$11,000,000
|
Edward J. Davila | Michael Sanders, individual... |
Dec. 23, 2022
Jul. 28, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | Anthony J. Battaglia | In re: Acadia Pharmaceutica... |
Dec. 30, 2022
Jan. 3, 2022 |
|
Securities
Expungement |
Respondent | Justin John Pearce v. J.P. ... |
Jun. 26, 2020
Apr. 16, 2020 |
|
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Matthew Martin Howley v. Me... |
Apr. 5, 2019
Mar. 4, 2019 |
|
Securities
Breach of Contract |
Dismissal | Robert E. Jenks Jr. | Justin Williams v. J.P. Mor... |
Apr. 12, 2019
Feb. 20, 2019 |
|
Securities
|
Expungement | Barbara M. Zak | Bonnie L. Hester (IRA), Jam... |
Mar. 1, 2019
Dec. 17, 2018 |
|
Securities
Securities Exchange Act
Verdict:
$17,500,000
|
$17,500,000
|
Beth L. Freeman | In re: Oracle Corporation S... |
Jan. 13, 2023
Sep. 15, 2022 |
|
Securities
Breach of Fiduciary Duty |
Respondent | John R. Winans v. Centaurus... |
Mar. 20, 2020
Nov. 29, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Annabelle Datzker Trust, as... |
Jun. 19, 2020
Mar. 19, 2020 |
|
|
Securities
Expungement |
Expungement | Terrance W. Arges v. LPL Fi... |
Mar. 20, 2020
Nov. 21, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Ray J. Grzebielski | Nicholas McClanahan v. Merr... |
Apr. 12, 2019
Feb. 1, 2019 |
|
Securities
Securities Exchange Act |
Dismissal | Jon S. Tigar | City of Pontiac General Emp... |
Jan. 13, 2023
Mar. 1, 2022 |
|
Securities
Breach of Contract
Verdict:
$15,000
|
$15,000
Claimant |
Wells Fargo Clearing Servic... |
Aug. 7, 2020
Mar. 11, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$98,000,000
|
$98,000,000
|
In Re Mattel Inc. Securitie... |
Jul. 8, 2022
May 18, 2022 |