57361 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Expungement |
Respondent | Alan Stamm | Timothy Heft Hughes v. SECU... |
Mar. 1, 2019
Jan. 3, 2019 |
Securities
Breach of Contract
Verdict:
$385,000
|
$385,000
|
Paul E. Dahlman | Philip Harper and Amanda Ha... |
Mar. 1, 2019
Jan. 3, 2019 |
Securities
Securities Exchange Act
Verdict:
$11,900,000
|
$11,900,000
|
Claudia Wilken | Bradley Cooper, individuall... |
Mar. 22, 2019
Feb. 1, 2019 |
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | In re Nektar Therapeutics S... |
Jan. 22, 2021
Dec. 30, 2020 |
Securities
Securities Exchange Act
Verdict:
$189,000,000
|
$189,000,000
|
Roger T. Benitez | Austin Dicker, individually... |
May 23, 2025
Sep. 4, 2024 |
Securities
Expungement |
Expungement | William W. Haskell | Keith Douglas Seibert v. Ci... |
Jan. 25, 2019
Dec. 7, 2018 |
Securities
Securities Fraud
Verdict:
$1,120,943
|
$1,120,943
|
David I. Brown | Kylae Jordan v. Landon Long... |
Mar. 21, 2025
Nov. 19, 2024 |
Securities
Expungement |
Expungement Denied | Herbert A. Schwartz | Leila Suely Gough v. Wells ... |
Mar. 15, 2019
Jan. 22, 2019 |
Securities
Securities Exchange Act |
Dismissal | David O. Carter | R. Brian Terenzini, individ... |
Jul. 29, 2022
Jun. 9, 2022 |
Securities
Securities Exchange Act
Verdict:
$350,000,000
|
$350,000,000
|
Trina L. Thompson | In re Alphabet Inc. Securit... |
Nov. 22, 2024
Sep. 30, 2024 |
Securities
Breach of Fiduciary Duty |
Claimant | Paul D. Kuhn v. Jimmy D. Epley |
Aug. 7, 2020
Mar. 27, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$67,869
|
$67,869
|
Nancy J. Edmunds | Scott J. Tepper, as trustee... |
Jun. 7, 2019
Apr. 3, 2019 |
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |
Securities
Breach of Promissory Note
Verdict:
$345,382
|
$345,382
Claimant |
Wells Fargo Advisors, LLC v... |
Jul. 17, 2020
Mar. 26, 2020 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Thomas L. Marshall | Norman Lipson v. RBC Capita... |
Apr. 5, 2019
Feb. 7, 2019 |
Securities
Expungement |
Expungement | Louis H. Miron | Robert Emmett Gill v. J.P. ... |
Mar. 15, 2019
Jan. 16, 2019 |
Securities
Breach of Fiduciary Duty |
Equitable Settlement | Thomas E. Kuhnle | Robert Shaffer, derivativel... |
Apr. 5, 2019
Jan. 18, 2019 |
Securities
Securities Fraud |
Dismissal | Lucy H. Koh | Roger A. Ikeda, Individuall... |
Feb. 4, 2022
May 6, 2021 |
Securities
Expungement |
Expungement | Laurel L. Gothelf | Brandi Rose Stahl v. Lincol... |
Mar. 15, 2019
Jan. 22, 2019 |
Securities
Expungement |
Expungement | George L. Tindall | Kurt Charles Jackson v. Mer... |
Feb. 1, 2019
Dec. 13, 2018 |
Securities
Expungement |
Expungement | Robert D. Sussin | Allen Frances Schreiber v. ... |
Jan. 11, 2019
Nov. 6, 2018 |
Securities
Securities Fraud
Verdict:
$7,000,000
|
$7,000,000
|
Beth L. Freeman | In re Extreme Networks Inc.... |
Apr. 5, 2019
Nov. 30, 2018 |
Securities
Expungement |
Expungement | Peter H. Daly | Timothy Charles Sullivan v.... |
Mar. 15, 2019
Jan. 29, 2019 |
Securities
Expungement |
Expungement | Kevin K. Forrester | John Gregory Paffendorf v. ... |
Jan. 25, 2019
Dec. 7, 2018 |
Securities
Breach of Fiduciary Duty |
Expungement | Randall B. Christison | Barbara Freeman v. J.P. Mor... |
Feb. 1, 2019
Dec. 4, 2018 |
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |
Securities
|
Defense | Glenn R. Salter | Ahmed D. Hussein v. Sheldon... |
Aug. 13, 2021
Jul. 29, 2021 |
Securities
Securities Exchange Act
Verdict:
$129,000,000
|
$129,000,000
|
William H. Alsup | The Police Retirement Syste... |
May 21, 2021
Apr. 30, 2021 |
Securities
Securities Exchange Act
Verdict:
$192,768
|
$192,768
|
Mark C. Scarsi | Securities and Exchange Com... |
Jan. 29, 2021
Nov. 24, 2020 |
Securities
Securities Fraud
Verdict:
$783,287
|
$783,287
|
Charles Michaels | Chad W. Whitmore and Susan ... |
Dec. 14, 2018
Nov. 20, 2018 |