56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Unfair Business Practices
Verdict:
-$1
|
-$1
Equitable Agreement |
James W. Edwards derivative... |
Sep. 6, 2014
May 19, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Bolen Family Trust, Earl D.... |
Dec. 4, 2010
Nov. 15, 2010 |
|
|
Securities
Fraud
Verdict:
$4,023,950
|
$4,023,950
|
U.S. Securities and Exchang... |
Nov. 1, 2008
Jan. 29, 2008 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Diegel Family Living Trust ... |
Aug. 16, 2014
Jul. 28, 2014 |
|
|
Securities
CLRA
Verdict:
-$1
|
-$1
Defense |
William Hahn, Jeane Hahn v.... |
Nov. 27, 2010
Oct. 18, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Aldrich J. Fernandez v. Wac... |
Dec. 4, 2010
Nov. 16, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Edgar T. Clark, M.D., indiv... |
Dec. 4, 2010
Nov. 10, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$8,500,000
|
$8,500,000
|
Joe M. Wiley, individually ... |
Jul. 25, 2015
Jun. 22, 2015 |
|
|
Securities
Stocks
Verdict:
$3,750,000
|
$3,750,000
|
In re MBIA INC. Securities ... |
Oct. 27, 2012
Sep. 12, 2012 |
|
|
Securities
Breach of Duty
Verdict:
$800,000
|
$800,000
|
Allen Paulson Living Trust ... |
Jun. 20, 2009
Feb. 25, 2009 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,375,000
|
$1,375,000
|
Beth L. Freeman | In re: Dropbox Inc. Securit... |
Mar. 3, 2023
Dec. 8, 2021 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
Frank J. Fosbre Jr., indivi... |
Jan. 28, 2017
Jan. 3, 2017 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Jun. 7, 2014
May 19, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$8,500,000
|
$8,500,000
|
John F. Walter | In re: Stable Road Acquisit... |
Feb. 9, 2024
Sep. 20, 2023 |
|
Securities
Derivative Suit
Verdict:
$33,200,000
|
$33,200,000
|
In re: KLA-Tencor Corp., Sh... |
May 1, 2010
Mar. 16, 2010 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc., ... |
Dec. 22, 2012
Nov. 16, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,400,000
|
$2,400,000
|
Anthony J. Battaglia | Mohammed Usman Ali, individ... |
May 10, 2024
May 24, 2023 |
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
William T. Hampton, individ... |
Jan. 23, 2016
Nov. 2, 2015 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Joseph J. Bahuth, Angele Ba... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Aramis Seferian v. Antonio ... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$3,250,000
|
$3,250,000
|
In re Orion Securities Liti... |
Feb. 19, 2011
Jan. 3, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Wedbush... |
Aug. 23, 2014
Aug. 6, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Donald J. Kinosian DDS Inc.... |
Jan. 19, 2013
Dec. 31, 2012 |
|
|
Securities
Negligence
Verdict:
$25,000
|
$25,000
|
Steve R. Fraser v. Wachovia... |
Mar. 12, 2011
Feb. 11, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Pat Seidler v. Crown Capita... |
Oct. 4, 2014
Sep. 10, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
James P. McGarry, Amethyst ... |
Jan. 26, 2013
Jan. 8, 2013 |
|
|
Securities
Commodities
Verdict:
$37,000,000
|
$37,000,000
|
In re Tronox Inc. Securitie... |
Oct. 20, 2012
Aug. 29, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Louise Leon v. Dale William... |
Jan. 19, 2013
Dec. 21, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$43,288,700
|
$43,288,700
|
Securities and Exchange Com... |
Jun. 14, 2014
May 23, 2014 |