56921 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Securities Fraud
Verdict:
$8,000,000
|
$8,000,000
|
In re Cafepress Inc. Shareh... |
Jul. 18, 2015
May 8, 2015 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Lyn Freeman, individually a... |
Mar. 25, 2017
Jan. 25, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bruce Vazzana, Ann Vazzana,... |
Mar. 25, 2017
Jan. 13, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Alan Barrett, Margaret Barr... |
Apr. 1, 2017
Jan. 7, 2017 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
For Respondents |
Kari Heinrich Vogelbach, M.... |
Sep. 8, 2012
Feb. 28, 2012 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
In Re: BofI Holding Inc. Sh... |
Mar. 25, 2017
Mar. 1, 2017 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Eric Anthony Broili v. Andr... |
Jan. 28, 2012
Dec. 28, 2011 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
William Condon v. Kovack Se... |
Jun. 23, 2012
May 3, 2012 |
|
Securities
Securities Fraud
Verdict:
$1,900,000
|
$1,900,000
|
Securities and Exchange Com... |
Jul. 28, 2012
May 8, 2012 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
NAK Investments LLC v. Horm... |
Jun. 23, 2012
May 7, 2012 |
|
Securities
Professional Malpractice
Verdict:
$3,944
|
$3,944
|
Winston Lambert, Elaine Lam... |
Oct. 23, 2010
Sep. 22, 2010 |
|
Securities
Securities Fraud
Verdict:
$3,000,000
|
$3,000,000
|
Burt Weston, on behalf of h... |
Feb. 8, 2014
Dec. 16, 2013 |
|
Securities
Violation of the Securities Act
Verdict:
$5,000,000
|
$5,000,000
|
Securities and Exchange Com... |
Feb. 1, 2014
Jan. 9, 2014 |
|
Securities
Employment
Verdict:
$241,226
|
$241,226
|
Morgan Stanley & Co. Inc. v... |
Jan. 25, 2014
Jan. 3, 2014 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
John Shishko Revocable Trus... |
Jan. 25, 2014
Jan. 6, 2014 |
|
Securities
Stocks
Verdict:
$7,686,500
|
$7,686,500
|
In Re Pacific Biosciences o... |
Aug. 3, 2013
Jun. 3, 2013 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Berman Klein Realty Associa... |
Jan. 11, 2014
Dec. 30, 2013 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Stanley Clifton Brooks, Bro... |
Jan. 18, 2014
Dec. 10, 2013 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Bernd Liebergesell, Annette... |
Aug. 16, 2014
Jul. 21, 2014 |
|
Securities
Breach of Contract
Verdict:
$110,000
|
$110,000
|
The Delp Heritage Trust v. ... |
Aug. 16, 2014
Jul. 22, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Iron Workers Mid-South Pens... |
Jan. 18, 2014
Dec. 30, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Vincent Cervoni, Rita Cervo... |
Jan. 11, 2014
Dec. 19, 2013 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Gary Moye, Joel Vanblerkom ... |
Jan. 11, 2014
Dec. 20, 2013 |
|
Securities
Securities Fraud
Verdict:
$21,200,000
|
$21,200,000
|
Plumbers' Union Local No. 1... |
Feb. 8, 2014
Dec. 19, 2013 |
|
Securities
Breach of Promissory Note
Verdict:
$285,743
|
$285,743
|
Wells Fargo Advisors LLC fk... |
Jun. 4, 2011
May 2, 2011 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Diegel Family Living Trust ... |
Aug. 16, 2014
Jul. 28, 2014 |
|
Securities
Securities Fraud
Verdict:
$31,600,000
|
$31,600,000
|
Louisiana Municipal Police ... |
Feb. 8, 2014
Nov. 14, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
James Elist, Emil Halimi, G... |
Nov. 20, 2010
Oct. 21, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$218,881.86 attorney fees and costs awarded to respondent Kristian Colvin |
Charles Schwab & Co. Inc. v... |
Nov. 20, 2010
Oct. 20, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$80,000
|
$80,000
|
Securities and Exchange Com... |
Nov. 20, 2010
Oct. 22, 2010 |