57359 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud |
Respondent | Schneider Family Limited Pa... |
Jun. 28, 2019
May 2, 2019 |
|
|
Securities
Securities Fraud |
Expungement | Robert A. Resnick, Wai-Pang... |
Apr. 10, 2020
Feb. 19, 2020 |
|
|
Securities
Breach of Fiduciary Duty |
Dismissal | Robert E. Jenks Jr. | Mario Frank Voce, Julia Voc... |
Mar. 22, 2019
Jan. 28, 2019 |
|
Securities
Expungement |
Expungement | George L. Tindall | Kurt Charles Jackson v. Mer... |
Feb. 1, 2019
Dec. 13, 2018 |
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Cadence Design System... |
Feb. 25, 2012
Nov. 15, 2011 |
|
|
Securities
Securities Exchange Act |
Defense | Phyllis J. Hamilton | Reena Saintjermain, individ... |
Nov. 18, 2022
Feb. 14, 2022 |
|
Securities
Securities Fraud |
Dismissal | Lucy H. Koh | Roger A. Ikeda, Individuall... |
Feb. 4, 2022
May 6, 2021 |
|
Securities
Securities Fraud |
Defense | Edward M. Chen | Mark Habelt, et al. v. iRhy... |
Oct. 7, 2022
Mar. 8, 2022 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Allen Frances Schreiber v. ... |
Jan. 11, 2019
Nov. 6, 2018 |
|
Securities
Breach of Contract |
Respondent | Teresa Valdez, as an indivi... |
Nov. 20, 2020
Oct. 13, 2020 |
|
|
Securities
Expungement |
Expungement | Stephen H. Marcus | Pablo Raul Vaquera v. Natio... |
Jun. 21, 2019
May 6, 2019 |
|
Securities
Expungement |
Expungement | Richard W. Vallario | Rushdi Zalatimo v. J.P. Tur... |
Dec. 14, 2018
Oct. 10, 2018 |
|
Securities
Negligence |
Expungement Denied | Joseph C. Watson | Beverly Symms, individually... |
Jun. 28, 2019
May 13, 2019 |
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
Maxine M. Chesney | Ajay Malhotra, individually... |
Dec. 31, 2020
Nov. 6, 2020 |
|
Securities
Negligence |
Dismissal | Arocles Aguilar | Michael R. Somerby v. E Tra... |
Apr. 12, 2019
Feb. 19, 2019 |
|
Securities
Expungement |
Claimant | Chiu-Ni Wang v. LPL Financi... |
Nov. 20, 2020
Oct. 2, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$129,600,000
|
$129,600,000
|
National Credit Union Admin... |
Oct. 31, 2015
Sep. 15, 2015 |
|
|
Securities
Securities Exchange Act |
Dismissal | Stanley Blumenfeld Jr. | Ed J. Hershewe, individuall... |
Nov. 11, 2022
Mar. 10, 2022 |
|
Securities
Expungement |
Claimant | Mark John Williams v. J.P. ... |
Oct. 2, 2020
Aug. 19, 2020 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Bart Sullivan Inc., Bart Su... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Expungement |
Expungement | Merton E. Marks | Jason Andres Zilveti v. UBS... |
Dec. 14, 2018
Nov. 21, 2018 |
|
Securities
Securities Fraud
Verdict:
$783,287
|
$783,287
|
Charles Michaels | Chad W. Whitmore and Susan ... |
Dec. 14, 2018
Nov. 20, 2018 |
|
Securities
Expungement |
Claimant | Brian J. Rener v. UBS Finan... |
Jan. 10, 2020
Oct. 28, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,375,000
|
$1,375,000
|
Beth L. Freeman | In re: Dropbox Inc. Securit... |
Mar. 3, 2023
Dec. 8, 2021 |
|
Securities
Expungement |
Claimant | Jonathan Beukelman, Mark Ge... |
Jan. 10, 2020
Oct. 25, 2019 |
|
|
Securities
Verdict:
$7,300,000
|
$7,300,000
|
Barbara A. Meiers | Chanh Huynh, Michael Smith ... |
May 22, 2020
Nov. 6, 2019 |
|
Securities
Negligence |
Respondent | Derek Tumulak v. E*TRADE Se... |
Sep. 4, 2020
Jul. 17, 2020 |
|
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |
|
Securities
Securities Fraud |
Respondent | Mary Millman v. Ankit Sahu,... |
Apr. 24, 2020
Feb. 13, 2020 |
|
|
Securities
Expungement |
Claimant | Mary M. Bush | Garret Ray Morgan v. Securi... |
Dec. 27, 2019
Oct. 9, 2019 |