57359 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement |
Expungement | Laurel L. Gothelf | Brandi Rose Stahl v. Lincol... |
Mar. 15, 2019
Jan. 22, 2019 |
|
Securities
Lending
Verdict:
$24,975,000
|
$24,975,000
|
City of Ann Arbor Employees... |
Oct. 13, 2012
Sep. 11, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,500,000
|
$7,500,000
|
Christina A. Snyder | Jian Zhou, individually and... |
Feb. 9, 2024
Nov. 7, 2023 |
|
Securities
Expungement |
Claimant | Steven Phillip Margulin v. ... |
Jun. 19, 2020
Apr. 16, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$463,082
|
$463,082
|
U.S. Securities and Exchang... |
Jul. 17, 2020
Apr. 9, 2020 |
|
|
Securities
Securities Exchange Act |
Dismissal | George H. Wu | In Re: Semiconductor Manufa... |
Dec. 23, 2022
Jun. 9, 2022 |
|
Securities
Negligence |
Respondent | Michael A. Carrick, Jeanna ... |
Jun. 19, 2020
Apr. 28, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
$12,015,000
|
$12,015,000
|
Vince G. Chhabria | In re: Vaxart Inc. Securiti... |
Nov. 18, 2022
Sep. 15, 2022 |
|
Securities
Expungement |
Expungement Denied | Herbert Liberman | Scott Daniel Hood v. Merril... |
Mar. 1, 2019
Dec. 18, 2018 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, UBS Fin... |
May 24, 2014
May 1, 2014 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Daniel M. Yamshon | Rajiv Nagesetty, Rajiv Nage... |
Jan. 25, 2019
Dec. 13, 2018 |
|
Securities
Securities Exchange Act |
Dismissal | David O. Carter | In re: Alteryx Inc. Securit... |
Nov. 18, 2022
Aug. 2, 2021 |
|
Securities
Expungement |
Expungement | Helen M. Blohm | Lance J. Williams v. Merril... |
Jan. 25, 2019
Dec. 7, 2018 |
|
Securities
Expungement |
Claimant | G. Scott Diddel v. Voya Fin... |
Dec. 13, 2019
Oct. 29, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Cadence Design System... |
Feb. 25, 2012
Nov. 15, 2011 |
|
|
Securities
Securities Exchange Act |
Dismissal | Beth L. Freeman | Gregory A. Hurst, individua... |
Dec. 30, 2022
Oct. 18, 2021 |
|
Securities
Verdict:
$157,000
|
$157,000
|
John A. Kronstadt | Securities and Exchange Com... |
Oct. 23, 2020
Sep. 21, 2020 |
|
Securities
Securities Exchange Act |
Non-monetary relief | George H. Wu | Richard Moore, derivatively... |
Aug. 12, 2022
Apr. 29, 2021 |
|
Securities
Commodities
Verdict:
$65,000
|
$65,000
|
Penny Lipp Family Trust v. ... |
Oct. 13, 2012
Sep. 12, 2012 |
|
|
Securities
Expungement |
Expungement | Philip A. Tymon | John W. Kettmann v. Morgan ... |
Mar. 1, 2019
Dec. 24, 2018 |
|
Securities
Securities Exchange Act |
Defense | Phyllis J. Hamilton | Reena Saintjermain, individ... |
Nov. 18, 2022
Feb. 14, 2022 |
|
Securities
Securities Fraud
Verdict:
$3,500,000
|
$3,500,000
|
Josephine L. Staton | Adam Gary LaFrano, and Adam... |
Feb. 9, 2024
Jul. 26, 2023 |
|
Securities
Securities Fraud |
Defense | Edward M. Chen | Mark Habelt, et al. v. iRhy... |
Oct. 7, 2022
Mar. 8, 2022 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Allen Frances Schreiber v. ... |
Jan. 11, 2019
Nov. 6, 2018 |
|
Securities
Expungement |
Claimant | Erik R. Siering | Shawn Victor Gruver v. UBS ... |
Jan. 24, 2020
Oct. 22, 2019 |
|
Securities
Securities Fraud |
Respondent | Mary Millman v. Ankit Sahu,... |
Apr. 24, 2020
Feb. 13, 2020 |
|
|
Securities
Breach of Contract |
Respondent | Teresa Valdez, as an indivi... |
Nov. 20, 2020
Oct. 13, 2020 |
|
|
Securities
Securities Fraud
Verdict:
$1,550,000
|
$1,550,000
|
Michele Schultz, individual... |
Mar. 20, 2020
Dec. 20, 2019 |
|
|
Securities
Expungement |
Claimant | Troy Nicholas Tremblay v. C... |
Jun. 19, 2020
Mar. 26, 2020 |
|
|
Securities
Expungement |
Claimant | Luis-Diego Quiroz v. J.P. M... |
Aug. 14, 2020
Jun. 3, 2020 |