57905 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re: VMWare Inc. Stockhol... |
Mar. 1, 2024
Mar. 21, 2023 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Bart Sullivan Inc., Bart Su... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Idelji Corporation Defined ... |
Jan. 19, 2013
Dec. 21, 2012 |
|
|
Securities
Violation of the Securities Act
Verdict:
$8,230,000
|
$8,230,000
|
Dave Lenartz, individually ... |
Feb. 1, 2014
Dec. 18, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Jay Knapp, Reva Knapp, The ... |
Oct. 15, 2011
Sep. 19, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$490,000,000
|
$490,000,000
|
Yvonne Gonzalez Rogers | In re Apple Inc. Securities... |
Jun. 28, 2024
Mar. 15, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Tribank Capital Investments... |
Oct. 8, 2011
Jul. 18, 2011 |
|
|
Securities
Securities Fraud |
Dismissal | Susan G. Van Keulen | Mark Feathers v. U.S. Secur... |
Jun. 21, 2024
Mar. 19, 2024 |
|
Securities
Breach of Contract |
Respondent | George L. Tindall | Cyrus Tabaz v. Unionbanc In... |
Feb. 9, 2018
Nov. 28, 2017 |
|
Securities
NASD
Verdict:
$50,000
|
$50,000
|
John P. and Ana Jahn, Trust... |
Nov. 11, 2006
Jan. 23, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,500,000
|
$1,500,000
|
Patricia Tynan Chapman, ind... |
Dec. 31, 2010
Nov. 29, 2010 |
|
|
Securities
Securities Fraud |
Dismissal | James Donato | Aaron Greenspan v. Omar Qaz... |
Jul. 8, 2022
May 19, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$75,000,000
|
$75,000,000
|
Jinsook Ohta | In re: Qualcomm Incorporate... |
Aug. 14, 2025
Sep. 27, 2024 |
|
Securities
Securities Exchange Act
Verdict:
$120,000
|
$120,000
|
Consuelo B. Marshall | Chris Hashem, individually ... |
Jul. 8, 2022
Apr. 8, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$58,328
|
$58,328
|
Anthony J. Battaglia | Securities and Exchange Com... |
Sep. 20, 2024
May 10, 2024 |
|
Securities
NASD
Verdict:
$82,750
|
$82,750
|
J. Jeffrey Donnell v. Citig... |
Dec. 23, 2006
Apr. 11, 2006 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
The Heater Family Trust v. ... |
Jul. 14, 2012
Jun. 6, 2012 |
|
|
Securities
Employment
Verdict:
$9,265
|
$9,265
|
Dwayne Mark Peltier v. UBS ... |
Nov. 30, 2013
Nov. 8, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Defense |
Francis J. Bonanno, individ... |
Oct. 1, 2016
Sep. 2, 2016 |
|
|
Securities
Breach of Contract
Verdict:
$361,017
|
$361,017
|
Lehman Brothers Holdings In... |
Nov. 3, 2012
Sep. 28, 2012 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
D.L. Gai, Trustee of the Ga... |
Dec. 21, 2013
Nov. 20, 2013 |
|
|
Securities
Expungement |
Expungement | Michael E. Rohde | Richard Brian French v. Mo... |
Jan. 26, 2018
Dec. 11, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$6,215
|
$6,215
|
Vincent R. and Tracie D. He... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$61,000,000
|
$61,000,000
|
Aurum STS Aggressive Tradin... |
Oct. 29, 2011
Oct. 6, 2011 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Denial |
Kevin Joseph Schaefer v. UB... |
Oct. 1, 2011
Jul. 14, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Gene A. and Janice M. Hedlu... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Robert J. Coffey, individua... |
Oct. 22, 2011
Oct. 3, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Injunctive Relief |
Securities and Exchange Com... |
Oct. 22, 2011
Oct. 3, 2011 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Jack Permutter, individuall... |
Oct. 22, 2011
Aug. 10, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
Alpert, et. al. v. Stewart ... |
Oct. 26, 2013
Oct. 8, 2013 |