57359 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Duty
Verdict:
-$1
|
-$1
Respondent |
Aimai Knypstra, Ravi Knypst... |
May 10, 2014
Mar. 4, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Claims Denied |
Weill Dai, Sehat Sutardja, ... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Brown Family Trust v. Wells... |
May 28, 2016
Feb. 8, 2016 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Northgate Minerals Corp. v.... |
Feb. 11, 2012
Jan. 13, 2012 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Wedbush... |
Aug. 23, 2014
Aug. 6, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Dhruv Khanna, individually ... |
Jun. 4, 2016
Feb. 4, 2016 |
|
|
Securities
Securities Fraud
Verdict:
$5,500,000
|
$5,500,000
|
James Rafton, Trustee of th... |
Dec. 3, 2011
Nov. 10, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Charles Liotta Trust dated ... |
Jul. 12, 2014
Jun. 24, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Robert Blakeman and Anne Bl... |
Jul. 26, 2014
Jun. 27, 2014 |
|
|
Securities
Derivative Suit
Verdict:
-$1
|
-$1
Equitable Agreement |
In re Sequenom, Inc. Deriva... |
Sep. 25, 2010
Jul. 26, 2010 |
|
|
Securities
Unfair Business Practices
Verdict:
-$1
|
-$1
Defense |
Overstock.com Inc., a Delaw... |
Feb. 11, 2012
Jan. 12, 2012 |
|
|
Securities
Breach of Contract
Verdict:
$3,668,740
|
$3,668,740
|
Bruce L. Hopper Rollover IR... |
Feb. 14, 2015
Jun. 3, 2014 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Defense |
In Re Immersion Corporation... |
Feb. 4, 2012
Dec. 16, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Patricia A. Meyer, Robert H... |
Dec. 19, 2009
Oct. 31, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$253,843
|
$253,843
|
Amnon Kawa, Amva Holdings, ... |
Sep. 4, 2010
Aug. 4, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal with Leave |
In re Zynga Inc. Securities... |
Apr. 5, 2014
Feb. 25, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
The Hextall Family Living T... |
Jul. 19, 2014
Jun. 26, 2014 |
|
|
Securities
Breach of Promissory Note
Verdict:
$355,782
|
$355,782
|
Morgan Stanley Smith Barney... |
Apr. 5, 2014
Mar. 14, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Isaac Applbaum, individuall... |
Dec. 25, 2009
Nov. 10, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Alfred L. Davenport Jr., in... |
Sep. 4, 2010
Aug. 7, 2010 |
|
|
Securities
Violation of the Securities Act
Verdict:
$2,700,000
|
$2,700,000
|
Jeff Feyko, individually an... |
May 10, 2014
Mar. 7, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$338,646 (plus interest) |
Lim Cheng Low, Lee Fang Ng ... |
Sep. 4, 2010
Aug. 12, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$1,030,545 (for Shemano Group) |
The Shemano Group Inc. (Cla... |
Oct. 27, 2007
Jul. 5, 2007 |
|
|
Securities
Securities Exchange Act
Verdict:
$195,000
|
$195,000
|
David Guerra, Individually ... |
Nov. 26, 2016
Oct. 24, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents, Counter-Respondents |
Rina Schwarz, individually,... |
Sep. 4, 2010
Aug. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Alliance Semiconductor Corp... |
Nov. 26, 2011
Nov. 5, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$1,377,010
|
$1,377,010
|
Bobby L. Hayes, Bobby L. Ha... |
Feb. 25, 2012
Jan. 31, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$7,924,240
|
$7,924,240
|
Securities and Exchange Com... |
May 25, 2013
Apr. 26, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Fred Yow, Helen C. Yow and ... |
Apr. 14, 2007
Jan. 19, 2007 |
