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57909 Rulings

Topic Case Name Published / Result

Securities

Securities
Breach of Promissory Note
Verdict: $531,783
Morgan Stanley Smith Barney... Feb. 2, 2013
    Jan. 17, 2013
Securities
Securities Fraud
Verdict: $2,500,000
Vinh Nguyen, individually a... Mar. 1, 2014
    Jan. 31, 2014
Securities
Expungement
Verdict: -$1
Charles Schwab & Co. Inc. a... Nov. 10, 2012
    Oct. 19, 2012
Securities
Securities Exchange Act
Verdict: $17,500,000
Paul Hayden, et al. v. Port... Nov. 4, 2022
    Sep. 19, 2022
Securities
Breach of Fiduciary Duty
Verdict: -$1
Jack F. Immel, individually... Jan. 14, 2012
    Dec. 17, 2011
Securities
Securities Exchange Act
Verdict: $19,000,000
Vancouver Alumni Asset Hold... Jun. 19, 2020
    Apr. 29, 2020
Securities
Negligence
Verdict: -$1
Ralph Rugolo v. Peter Antho... Apr. 27, 2013
    Apr. 11, 2013
Securities
Securities Fraud
Verdict: $1,700,000
Robert Scott v. Zst Digital... May 4, 2013
    Mar. 27, 2013
Securities
Breach of Contract
Verdict: -$1
Jeffrey Franklin, Moose Pro... Apr. 27, 2013
    Apr. 10, 2013
Securities
Breach of Contract
Verdict: -$1
Bart Sullivan Inc., Bart Su... Mar. 22, 2014
    Mar. 4, 2014
Securities
Breach of Promissory Note
Verdict: $890,814
Morgan Stanley Smith Barney... Apr. 20, 2013
    Apr. 8, 2013
Securities
Breach of Fiduciary Duty
Verdict: -$1
Floyd Matheney IRA, Mary Ma... May 4, 2013
    Apr. 12, 2013
Securities
Securities Fraud
Verdict: $5,500,000
James Rafton, Trustee of th... Dec. 3, 2011
    Nov. 10, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
David J. Foster on behalf o... Aug. 21, 2010
    Aug. 5, 2010
Securities
Breach of Contract
Verdict: -$1
Rosa R. Makwana, Jitendra J... Dec. 21, 2013
    Nov. 21, 2013
Securities
Fraud
Verdict: $15,500,000
In re Syncor International ... Mar. 14, 2009
    Oct. 8, 2008
Securities
Breach of Fiduciary Duty
Larry Haberkorn v. Wells Fa... Sep. 1, 2017
    Jun. 22, 2017
Securities
Breach of Fiduciary Duty
Verdict: -$1
Steven Steinberg v. UBS Fin... Sep. 11, 2010
    Aug. 18, 2010
Securities
Fraud
Verdict: -$1
In re Rackable Systems Inc.... Sep. 25, 2010
    Sep. 8, 2010
Securities
Securities Fraud
Verdict: -$1
Georgia Alexander v. Citigr... Dec. 14, 2013
    Apr. 10, 2013
Securities
Derivative Suit
Verdict: -$1
In re Sequenom, Inc. Deriva... Sep. 25, 2010
    Jul. 26, 2010
Securities
Breach of Fiduciary Duty
Verdict: -$1
Amardeep Misha, Elizabeth T... Feb. 14, 2009
    Jan. 16, 2009
Securities
Breach of Fiduciary Duty
Verdict: -$1
Kenneth E. Chyten v. United... Feb. 14, 2009
    Jan. 23, 2009
Securities
Breach of Promissory Note
Verdict: $163,751
Morgan Stanley Smith Barney... Dec. 21, 2013
    Nov. 19, 2013
Securities
Breach of Contract
Verdict: -$1
Christopher Gaertner, Jacqu... Dec. 28, 2013
    Nov. 22, 2013
Securities
Securities Exchange Act
Danielle Carr, individually... Dec. 23, 2022
    Oct. 8, 2021
Securities
Securities Fraud
Verdict: $12,000,000
Pension Trust Fund for Oper... Nov. 9, 2013
    Sep. 25, 2013
Securities
Expungement
Anthony Claude Marcello III... Mar. 15, 2019
    Jan. 19, 2019
Securities
Securities Exchange Act
Thomas Jedrzejczyk, et al. ... Dec. 23, 2022
    Jul. 5, 2022
Securities
Stocks
Verdict: $6,500,000
Michael B. Coady and Robert... Oct. 27, 2012
    Sep. 20, 2012