57909 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Promissory Note
Verdict:
$531,783
|
$531,783
|
Morgan Stanley Smith Barney... |
Feb. 2, 2013
Jan. 17, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$2,500,000
|
$2,500,000
|
Vinh Nguyen, individually a... |
Mar. 1, 2014
Jan. 31, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Nov. 10, 2012
Oct. 19, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$17,500,000
|
$17,500,000
|
Vince G. Chhabria | Paul Hayden, et al. v. Port... |
Nov. 4, 2022
Sep. 19, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Jack F. Immel, individually... |
Jan. 14, 2012
Dec. 17, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$19,000,000
|
$19,000,000
|
Dale S. Fischer | Vancouver Alumni Asset Hold... |
Jun. 19, 2020
Apr. 29, 2020 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Bart Sullivan Inc., Bart Su... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Breach of Promissory Note
Verdict:
$890,814
|
$890,814
|
Morgan Stanley Smith Barney... |
Apr. 20, 2013
Apr. 8, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Floyd Matheney IRA, Mary Ma... |
May 4, 2013
Apr. 12, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$5,500,000
|
$5,500,000
|
James Rafton, Trustee of th... |
Dec. 3, 2011
Nov. 10, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
David J. Foster on behalf o... |
Aug. 21, 2010
Aug. 5, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Rosa R. Makwana, Jitendra J... |
Dec. 21, 2013
Nov. 21, 2013 |
|
|
Securities
Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Syncor International ... |
Mar. 14, 2009
Oct. 8, 2008 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Mark Kalish | Larry Haberkorn v. Wells Fa... |
Sep. 1, 2017
Jun. 22, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Steven Steinberg v. UBS Fin... |
Sep. 11, 2010
Aug. 18, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Georgia Alexander v. Citigr... |
Dec. 14, 2013
Apr. 10, 2013 |
|
|
Securities
Derivative Suit
Verdict:
-$1
|
-$1
Equitable Agreement |
In re Sequenom, Inc. Deriva... |
Sep. 25, 2010
Jul. 26, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent Stone liable, all other claims denied. |
Amardeep Misha, Elizabeth T... |
Feb. 14, 2009
Jan. 16, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement recommended |
Kenneth E. Chyten v. United... |
Feb. 14, 2009
Jan. 23, 2009 |
|
|
Securities
Breach of Promissory Note
Verdict:
$163,751
|
$163,751
|
Morgan Stanley Smith Barney... |
Dec. 21, 2013
Nov. 19, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Christopher Gaertner, Jacqu... |
Dec. 28, 2013
Nov. 22, 2013 |
|
|
Securities
Securities Exchange Act |
Dismissal | Edward M. Chen | Danielle Carr, individually... |
Dec. 23, 2022
Oct. 8, 2021 |
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
|
Securities
Expungement |
Expungement | Mark A. Bilawsky | Anthony Claude Marcello III... |
Mar. 15, 2019
Jan. 19, 2019 |
|
Securities
Securities Exchange Act |
Dismissal | Richard Seeborg | Thomas Jedrzejczyk, et al. ... |
Dec. 23, 2022
Jul. 5, 2022 |
|
Securities
Stocks
Verdict:
$6,500,000
|
$6,500,000
|
Michael B. Coady and Robert... |
Oct. 27, 2012
Sep. 20, 2012 |
