56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
In re Bridgepoint Education... |
Nov. 15, 2014
Oct. 17, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Barbara Quick, Gary Quick, ... |
Nov. 8, 2014
Oct. 14, 2014 |
|
|
Securities
Violation of California Securities Law
Verdict:
$800,000
|
$800,000
|
Bijan Dokhanian, Shahdokht ... |
Feb. 21, 2015
Oct. 13, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$4,253,000
|
$4,253,000
|
George M. Weiner | REFCO Securities, Inc. v. C... |
Jan. 31, 1998
Jul. 22, 1997 |
|
Securities
Fraud
Verdict:
$91,000
|
$91,000
|
Susan Emadi v. Donald & Com... |
Aug. 21, 1999
Apr. 15, 1999 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,105,000
|
$1,105,000
|
Douglas Beal, Marjorie Gill... |
Nov. 12, 2016
Oct. 4, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Gilbert H. Quintana, IRA; G... |
Apr. 28, 2012
Feb. 28, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Rhonda Foster v. Private As... |
Mar. 17, 2012
Feb. 20, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Mixed |
Bill John Callis v. Banc of... |
Mar. 17, 2012
Feb. 14, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,300,000
|
$3,300,000
|
In Re Maxwell Technologies ... |
Nov. 22, 2014
Nov. 3, 2014 |
|
|
Securities
Suitability
Verdict:
$6,121
|
$6,121
|
Michael Bodnar v. Sagepoint... |
Nov. 15, 2014
Oct. 20, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Eric T. Besag, Eric T. Besa... |
Feb. 19, 2011
Jan. 6, 2011 |
|
|
Securities
Professional Malpractice
Verdict:
$4,500,000
|
$4,500,000
|
In re: Wireless Facilities ... |
May 16, 2009
Aug. 29, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$7,250,000
|
$7,250,000
|
West Palm Beach Police Pens... |
Mar. 31, 2012
Jan. 13, 2012 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Ronald Cey, Frances Cey, Gi... |
Jun. 11, 2016
Apr. 27, 2016 |
|
|
Securities
Fraud
Verdict:
$173,000,000
|
$173,000,000
|
Securities and Exchange Com... |
May 22, 2010
May 7, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Arnold Weinberg v. Alan D. ... |
Apr. 28, 2012
Mar. 12, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$428,800
|
$428,800
|
Jason Solomon and Janet Sol... |
Jul. 23, 2011
May 27, 2011 |
|
|
Securities
Fraud
Verdict:
$170,870,000
|
$170,870,000
|
Claghorn, et al. v. Edsaco,... |
Jun. 8, 2002
Apr. 16, 2002 |
|
|
Securities
Violations of Exchange Act
Verdict:
$138,068
|
$138,068
|
Securities and Exchange Com... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Floyd Matheney IRA, Mary Ma... |
May 4, 2013
Apr. 12, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Sheldon Bloch, Jacki Conoll... |
Apr. 13, 2013
Mar. 28, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Denial |
Merrill Lynch, Pierce, Fenn... |
Apr. 14, 2012
Mar. 16, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Kurtis Fechtmeyer v. Pacifi... |
Apr. 1, 2006
Aug. 31, 2005 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re: Mellanox Technologie... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,403,500
|
$1,403,500
|
Karen L. Labuda, Sherry A. ... |
Apr. 14, 2012
Mar. 19, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kelsey Phipps Living Trust ... |
Apr. 1, 2006
Dec. 24, 2005 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Mar. 16, 2013
Feb. 26, 2013 |
|
|
Securities
Violation of the Securities Act
Verdict:
$5,000,000
|
$5,000,000
|
Securities and Exchange Com... |
Feb. 1, 2014
Jan. 9, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Jaimie Davis v. WFP Securit... |
Apr. 14, 2012
Feb. 29, 2012 |