57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$35,750,000
|
$35,750,000
|
In re STEC Inc. Securities ... |
Mar. 23, 2013
Mar. 5, 2013 |
|
|
Securities
Negligence
Verdict:
$36,817,300
|
$36,817,300
|
Linda J. Beeson, et al. v. ... |
Apr. 11, 2015
Dec. 12, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$13,500
|
$13,500
|
Ellen Baron v. Banc of Amer... |
Feb. 20, 2010
Jan. 14, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Allianz Risk Transfer Inc.,... |
Nov. 15, 2014
Oct. 30, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bank of Nevada v. UBS Finan... |
Mar. 16, 2013
Mar. 5, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Jay Knapp, Reva Knapp, The ... |
Oct. 15, 2011
Sep. 19, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,500,000
|
$3,500,000
|
Stephen V. Wilson | Securities and Exchange Com... |
Apr. 23, 2021
Mar. 30, 2021 |
|
Securities
Breach of Fiduciary Duty |
Respondent | The Leonard and Gen Winton ... |
Mar. 13, 2020
Nov. 8, 2019 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Plaintiff |
California State Teachers R... |
Apr. 2, 2011
Feb. 25, 2011 |
|
|
Securities
NASD
Verdict:
$103,643
|
$103,643
|
Reza and Saba Mokhtari v. C... |
Dec. 2, 2006
Sep. 8, 2006 |
|
|
Securities
Securities Exchange Act
Verdict:
$100,000
|
$100,000
|
Jon S. Tigar | Securities and Exchange Com... |
Feb. 21, 2025
Jan. 14, 2025 |
|
Securities
Securities Fraud
Verdict:
$90,535
|
$90,535
|
Mark C. Scarsi | Securities and Exchange Com... |
Jan. 8, 2021
Dec. 8, 2020 |
|
Securities
Negligence
Verdict:
$17,500,000
|
$17,500,000
|
In re Aqueous Film-Forming ... |
Apr. 30, 2021
Mar. 29, 2021 |
|
|
Securities
Securities Fraud
Verdict:
$54,200,000
|
$54,200,000
|
Dolly M. Gee | In re Woodbridge Investment... |
Jan. 14, 2022
Dec. 17, 2021 |
|
Securities
Breach of Promissory Note
Verdict:
-$1
|
-$1
$925,200 on Counter-Claim |
Wells Fargo Advisors LLC v.... |
Mar. 29, 2014
Feb. 24, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Teresa Sue Harmon v. UBS Fi... |
Oct. 18, 2014
Oct. 1, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$70,000
|
$70,000
|
Michael Freese v. Waveland ... |
Apr. 15, 2017
Feb. 28, 2017 |
|
|
Securities
Negligent Supervision
Verdict:
$1,740,000
|
$1,740,000
|
Wendling v. Merrill Lynch |
Dec. 16, 2003
Oct. 6, 2003 |
|
|
Securities
Securities Fraud
Verdict:
$542,768
|
$542,768
|
Jesus G. Bernal | Securities and Exchange Com... |
Oct. 8, 2021
Aug. 4, 2021 |
|
Securities
Securities Fraud
Verdict:
$200,000,000
|
$200,000,000
|
Richard Seeborg | Boston Retirement System v.... |
Oct. 11, 2024
Aug. 9, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Moshe Shram, Hanna Shram v.... |
Dec. 24, 2010
Nov. 18, 2010 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Dismissal |
Richard S. Bondar, as Trust... |
Jun. 25, 2011
|
|
|
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$500,000
|
$500,000
|
Barbara Morris, individuall... |
Apr. 15, 2017
Mar. 21, 2017 |
|
|
Securities
Securities Fraud
Verdict:
$32,500,000
|
$32,500,000
|
Massachusetts Bricklayers a... |
May 19, 2012
Apr. 24, 2012 |
|
|
Securities
Fraud
Verdict:
$235,000,000
|
$235,000,000
|
In re Charles Schwab Corp. ... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,600,000
|
$2,600,000
|
Richard Seeborg | Tony Plant, individually an... |
Nov. 11, 2022
May 27, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$699,364
|
$699,364
|
David L. Valponi, individua... |
Apr. 17, 2020
Feb. 20, 2020 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Permanent Injunction Granted |
Securities and Exchange Com... |
May 17, 2014
Oct. 1, 2013 |
|
|
Securities
Securities Fraud |
Respondent | Peter D. Steinbroner | William J. Roberts v. TD Am... |
Feb. 2, 2018
Dec. 1, 2017 |