57359 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Suitability
Verdict:
-$1
|
-$1
Respondent |
William Ayers v. James Clar... |
Jan. 4, 2014
Dec. 6, 2013 |
|
Securities
Lending
Verdict:
$24,975,000
|
$24,975,000
|
City of Ann Arbor Employees... |
Oct. 13, 2012
Sep. 11, 2012 |
|
Securities
Securities Fraud
Verdict:
$925,000
|
$925,000
|
Filip Lambert, Jignesh Pate... |
May 27, 2017
Oct. 11, 2016 |
|
Securities
Expungement |
Claimant | Kenneth Ancell v. Commonwea... |
Feb. 7, 2020
Nov. 4, 2019 |
|
Securities
Securities Exchange Act |
Defense | Otis D. Wright II | Jesus Mendoza, individually... |
Dec. 9, 2022
Sep. 20, 2021 |
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Heather Carter Molin v. Pat... |
May 4, 2013
Apr. 19, 2013 |
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
Securities
Securities Fraud |
Dismissal | Susan G. Van Keulen | Mark Feathers v. U.S. Secur... |
Jun. 21, 2024
Mar. 19, 2024 |
Securities
Securities Exchange Act
Verdict:
$490,000,000
|
$490,000,000
|
Yvonne Gonzalez Rogers | In re Apple Inc. Securities... |
Jun. 28, 2024
Mar. 15, 2024 |
Securities
Securities Exchange Act
Verdict:
$11,000,000
|
$11,000,000
|
Edward J. Davila | Michael Sanders, individual... |
Dec. 23, 2022
Jul. 28, 2022 |
Securities
Breach of Fiduciary Duty |
Non-monetary relief | Susan Y. Illston | In re: Zuora Inc. Derivativ... |
Mar. 22, 2024
Sep. 15, 2023 |
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Scripsamerica Inc. v. Ironr... |
Sep. 26, 2015
Aug. 11, 2015 |
|
Securities
Expungement |
Expungement | Philip A. Tymon | Bradley Jay Bamblatt v. UBS... |
Dec. 15, 2017
Nov. 14, 2017 |
Securities
Securities Fraud
Verdict:
$22,250,000
|
$22,250,000
|
Edward M. Chen | Jonathan Davis and Roei Aza... |
Oct. 21, 2022
Apr. 14, 2022 |
Securities
Securities Exchange Act |
Defense | Mark C. Scarsi | William Baker, Jill Sligay,... |
Jun. 7, 2024
Mar. 5, 2024 |
Securities
Stocks
Verdict:
-$1
|
-$1
Preliminary Injunction Granted |
Greenlight Capital LP et al... |
Mar. 9, 2013
Feb. 22, 2013 |
|
Securities
Securities Exchange Act |
Defense | Edward J. Davila | In re Eventbrite, Inc. Secu... |
Jan. 13, 2023
Jun. 27, 2022 |
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Brad Johnson v. Wells Fargo... |
Jan. 4, 2014
Dec. 13, 2013 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Lacey Odis Patrick Corbett ... |
Sep. 29, 2012
Aug. 30, 2012 |
|
Securities
Securities Exchange Act
Verdict:
$2,375,000
|
$2,375,000
|
Dana M. Sabraw | Scott Kuhne, individually a... |
Dec. 30, 2022
Sep. 30, 2022 |
Securities
Securities Exchange Act
Verdict:
$24,000,000
|
$24,000,000
|
Fred W. Slaughter | Securities and Exchange Com... |
Mar. 15, 2024
Feb. 9, 2023 |
Securities
Expungement |
Claimant | Chiu-Ni Wang v. LPL Financi... |
Nov. 20, 2020
Oct. 2, 2020 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Brad A. Baggarly, SEP-IRA v... |
Jul. 2, 2011
May 9, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$54,105,600
|
$54,105,600
|
Gerald D. Hosier, individua... |
Jun. 25, 2011
Apr. 18, 2011 |
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors, LLC v... |
Jan. 18, 2014
Dec. 23, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$396,623
|
$396,623
|
Michael J. Harrison | Ryan Trottier, Executor of ... |
Sep. 1, 2017
May 24, 2017 |
Securities
Breach of Fiduciary Duty |
Respondent | Sally G. Williams | Ray Pollard, successor Trus... |
Nov. 10, 2017
Sep. 21, 2017 |
Securities
Securities Fraud |
Plaintiff | Otis D. Wright II | Federal Trade Commission v.... |
Jan. 26, 2018
Oct. 23, 2017 |
Securities
Financial Elder Abuse
Verdict:
$1,797,054
|
$1,797,054
|
A. Joel Klein | Agatha Dancy, individually ... |
Sep. 8, 2017
Jul. 12, 2017 |
Securities
Financial Abuse of an Elder or Dependent Adult,
Verdict:
$160,000
|
$160,000
|
Philip A. Tymon | Jack Paich v. BluePrint Wea... |
Sep. 8, 2017
Jun. 15, 2017 |