56938 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Agreement |
Mary D. Calzat, individuall... |
Feb. 5, 2011
|
|
Securities
Breach of Promissory Note
Verdict:
$873,232
|
$873,232
|
Wells Fargo Advisors LLC v.... |
Apr. 20, 2013
Mar. 27, 2013 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Eliseo Alatorre v. Unionban... |
Apr. 6, 2013
Mar. 21, 2013 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$250,000 on respondents' counterclaim |
UBS Financial Services Inc.... |
Apr. 20, 2013
Apr. 2, 2013 |
|
Securities
Fraud Class Action
Verdict:
$88,000,000
|
$88,000,000
|
Helen Frye | In Re Melridge Securities L... |
Jun. 29, 1993
May 26, 1993 |
Securities
Breach of Promissory Note
Verdict:
$439,940
|
$439,940
|
Wells Fargo Advisors LLC v.... |
Apr. 20, 2013
Apr. 4, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Yucaipa American Alliance F... |
Feb. 5, 2011
Aug. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$118,900,000
|
$118,900,000
|
Securities And Exchange Com... |
Feb. 5, 2011
Jan. 11, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Cindy Bridges-Ross v. Morga... |
Dec. 17, 2011
Nov. 15, 2011 |
|
Securities
Securities Fraud
Verdict:
$5,711,720
|
$5,711,720
|
Susan Alling, et al. v. Pac... |
Apr. 20, 2013
Apr. 5, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bank of Nevada v. UBS Finan... |
Mar. 16, 2013
Mar. 5, 2013 |
|
Securities
Stocks
Verdict:
$10,000,000
|
$10,000,000
|
In Re Coventry Health Care ... |
Aug. 17, 2013
Jul. 15, 2013 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Mar. 16, 2013
Feb. 26, 2013 |
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Jeffrey Colflesh, et al. v.... |
Aug. 4, 2012
Jun. 28, 2012 |
|
Securities
Securities Fraud
Verdict:
$80,000,000
|
$80,000,000
|
Gordon Noble, et al. v. Gre... |
Jan. 23, 2016
Dec. 17, 2015 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
John Kari Agamalian, John K... |
Mar. 10, 2012
Feb. 10, 2012 |
|
Securities
Securities Fraud
Verdict:
$15,250,000
|
$15,250,000
|
Thomas McKenna, individuall... |
Jun. 29, 2013
May 23, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,359
|
$1,359
|
WT Acquisition LLC v. E*Tra... |
Mar. 10, 2012
Feb. 10, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Chris's Stuff 401K Profit S... |
Jun. 28, 2014
Feb. 21, 2014 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Ryan P. Romines v. Joseph T... |
Jul. 21, 2012
Jun. 25, 2012 |
|
Securities
Breach of Promissory Note
Verdict:
$469,954
|
$469,954
|
Lehman Brothers Holdings In... |
Jul. 21, 2012
Jun. 21, 2012 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Mariam Nigohosian v. Charie... |
Mar. 8, 2014
Feb. 11, 2014 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Standard Credit Securities ... |
Mar. 8, 2014
Feb. 12, 2014 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
White Pacific Securities In... |
May 15, 2010
Apr. 23, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
In Re Google Inc. Sharehold... |
Jan. 23, 2016
Dec. 9, 2015 |
|
Securities
Breach of Contract
Verdict:
$62,073
|
$62,073
|
Merrill Lynch, Pierce, Fenn... |
Mar. 9, 2013
Feb. 12, 2013 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$13,500
|
$13,500
|
Ellen Baron v. Banc of Amer... |
Feb. 20, 2010
Jan. 14, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Paul J. McDonough, Ellen Mc... |
Apr. 7, 2012
Mar. 12, 2012 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Denial |
Merrill Lynch, Pierce, Fenn... |
Apr. 14, 2012
Mar. 16, 2012 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Thomas Edwin Logan v. Linco... |
Jun. 12, 2010
May 25, 2010 |