56938 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Breach of Fiduciary Duty
Verdict:
$444,000
|
$444,000
|
Edward Blackoff, Trustee of... |
May 7, 2011
Apr. 6, 2011 |
|
Securities
Derivative Suit
Verdict:
$26,650,000
|
$26,650,000
|
Anne D. Manos, James N. Mer... |
Nov. 27, 2010
Sep. 1, 2010 |
|
Securities
Breach of Contract
Verdict:
$29,547
|
$29,547
|
Stacy Ann Gale v. E-Trade S... |
Apr. 12, 2014
Mar. 20, 2014 |
|
Securities
Fraud
Verdict:
$4,023,950
|
$4,023,950
|
U.S. Securities and Exchang... |
Nov. 1, 2008
Jan. 29, 2008 |
|
Securities
Breach of Contract
Verdict:
$170,376
|
$170,376
|
Roger Verhage | Confidential |
Jan. 11, 1997
Dec. 5, 1996 |
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Settlement/Expungement |
Michael Rocco and Christian... |
Jan. 28, 2012
Dec. 30, 2011 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Split Decision |
Securities and Exchange Com... |
Nov. 27, 2010
Sep. 24, 2010 |
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
U.S. Securities and Exchang... |
Sep. 29, 2012
Aug. 27, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Agreement |
In re Wireless Facilities I... |
Oct. 9, 2010
Apr. 29, 2010 |
|
Securities
Commodities
Verdict:
$3,000,000
|
$3,000,000
|
Securities and Exchange Com... |
Apr. 30, 2011
Mar. 22, 2011 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Infineon Technologies... |
May 7, 2011
Mar. 17, 2011 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Phillip Parriott, as Truste... |
Mar. 1, 2014
Feb. 3, 2014 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jason Roberts Coles v. Well... |
Jun. 30, 2012
Aug. 24, 2011 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Paul Stiehl and Patricia St... |
Mar. 28, 2015
Feb. 12, 2015 |
|
Securities
NASD
Verdict:
-$1
|
-$1
Dismissal |
Carolyn Turner v. Robert H.... |
May 28, 2011
Apr. 15, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$85,061
|
$85,061
|
Ifrach Family Trust Number ... |
Oct. 9, 2010
Sep. 7, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,100,000
|
$8,100,000
|
Denis Doyle and Gloria Doyl... |
Jul. 16, 2016
May 31, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
In Re: Diamond Foods Inc. D... |
Jun. 16, 2012
May 29, 2012 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Martha L. Meripol IRA, Rona... |
Sep. 20, 2014
Aug. 28, 2014 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Susi Orlean Bahat Family Tr... |
Sep. 20, 2014
Aug. 28, 2014 |
|
Securities
Fraud
Verdict:
$3,800,000
|
$3,800,000
|
In re: InfoSonics Corporati... |
Jan. 10, 2009
Oct. 17, 2008 |
|
Securities
Violation of the Securities Act
Verdict:
$6,500,000
|
$6,500,000
|
Tommy Jay Carter v. Affymax... |
Sep. 20, 2014
Aug. 28, 2014 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Equitable Settlement |
Damien Moore v. Charles Sch... |
May 26, 2012
Apr. 17, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$49,000
|
$49,000
|
Maimoona Mirdad v. Wachovia... |
Oct. 9, 2010
Sep. 13, 2010 |
|
Securities
Employment
Verdict:
-$1
|
-$1
Expungement |
Noriel Anibal Campos v. Bet... |
Sep. 13, 2014
Aug. 27, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,442
|
$18,442
|
Jordan H. Moffet, Margot A.... |
Nov. 27, 2010
Nov. 9, 2010 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
Securities
Suitability
Verdict:
$277,468
|
$277,468
|
Richard A. Hingley, individ... |
Sep. 13, 2014
Aug. 22, 2014 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
James P. Beaty, Trustee of ... |
Oct. 9, 2010
Sep. 14, 2010 |