56938 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Fraud
Verdict:
-$1
|
-$1
Third-Party Claim Denied |
Maximino Gutierrez v. Inves... |
Sep. 27, 2014
Sep. 5, 2014 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Sandra L. Liebhaber v. Roya... |
Oct. 25, 2014
Sep. 10, 2014 |
|
Securities
Securities Fraud
Verdict:
$55,500
|
$55,500
|
Securities and Exchange Com... |
Oct. 25, 2014
Aug. 28, 2014 |
|
Securities
Securities Fraud
Verdict:
$3,768,330
|
$3,768,330
|
Robert Stanger v. China Ele... |
Jun. 22, 2013
Jun. 3, 2013 |
|
Securities
Fraud
Verdict:
$10,500,000
|
$10,500,000
|
Securities and Exchange Com... |
Nov. 1, 2008
Jul. 1, 2008 |
|
Securities
Breach of Contract
Verdict:
$65,000,000
|
$65,000,000
|
In Re KLA-Tencor Corporatio... |
Feb. 23, 2008
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Timothy Tutko v. Wendy Adai... |
Jan. 12, 2013
Dec. 20, 2012 |
|
Securities
Fraud
Verdict:
$240,000
|
$240,000
|
Confidential |
Feb. 14, 1998
Dec. 16, 1997 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael Banayan v. Morgan S... |
Apr. 10, 2010
Mar. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert C. Kraynak, Robert C... |
May 2, 2015
Mar. 24, 2015 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kenneth A. Schilling, Lesle... |
Jun. 21, 2014
Jun. 3, 2014 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Brasfield v. Ameripris... |
Jun. 21, 2014
Jun. 2, 2014 |
|
Securities
Fraud
Verdict:
$273,119
|
$273,119
|
Laurie Dee Miranda v. Craig... |
Dec. 20, 2014
Nov. 13, 2014 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Kevin T. Knox, Noe Barocio,... |
Jun. 11, 2016
May 10, 2016 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Howard Snyder, Karen Snyder... |
Dec. 22, 2012
Nov. 16, 2012 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Mansour Matloob and Mansour... |
Jan. 19, 2013
Dec. 21, 2012 |
|
Securities
Stocks
Verdict:
$9,500,000
|
$9,500,000
|
In Re McKesson HBOC Inc. Se... |
Jan. 12, 2013
Nov. 28, 2012 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Greystone Park Mobile Homes... |
Jan. 7, 2012
Dec. 9, 2011 |
|
Securities
Violations of Exchange Act
Verdict:
$26,000,000
|
$26,000,000
|
City of Roseville Employees... |
Jan. 5, 2013
Dec. 4, 2012 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Defense |
Life Receivables Ireland, L... |
May 5, 2012
May 4, 2011 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Teresa Sue Harmon v. UBS Fi... |
Oct. 18, 2014
Oct. 1, 2014 |
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Mid Coast Builders Supply I... |
May 8, 2010
Apr. 16, 2010 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Idelji Corporation Defined ... |
Jan. 19, 2013
Dec. 21, 2012 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Wilson Humphries Jr., Carol... |
Nov. 1, 2014
Oct. 3, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Andrew J. Honzel, Beverly J... |
May 8, 2010
Apr. 4, 2010 |
|
Securities
Unfair Competition
Verdict:
$3,800,000
|
$3,800,000
|
David Smith, individually a... |
Dec. 31, 2011
Dec. 7, 2011 |
|
Securities
Securities Fraud
Verdict:
$13,250,000
|
$13,250,000
|
Western Pennsylvania Electr... |
Jun. 14, 2014
Apr. 22, 2014 |
|
Securities
Violation of the Securities Act
Verdict:
$225,000
|
$225,000
|
Securities and Exchange Com... |
Jun. 15, 2013
Jun. 3, 2013 |
|
Securities
Negligence
Verdict:
$128,000
|
$128,000
|
Ashok Rao v. Ivan Dario Ang... |
Oct. 11, 2014
Sep. 22, 2014 |