56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Robert J. Neborsky v. Valle... |
May 24, 2014
Apr. 28, 2014 |
|
|
Securities
Verdict:
$157,000
|
$157,000
|
John A. Kronstadt | Securities and Exchange Com... |
Oct. 23, 2020
Sep. 21, 2020 |
|
Securities
Securities Fraud
Verdict:
$35,000
|
$35,000
|
Sallie Kim | Securities and Exchange Com... |
Jun. 5, 2020
Apr. 27, 2020 |
|
Securities
Verdict:
$150,000,000
|
$150,000,000
|
People of the State of Cali... |
Jun. 5, 2020
Apr. 25, 2019 |
|
|
Securities
Securities Fraud |
Respondent | John Rossum v. Bradley Ever... |
Mar. 20, 2020
Dec. 30, 2019 |
|
|
Securities
Securities Exchange Act |
Permanent Injunction | Percy Anderson | Securities and Exchange Com... |
Aug. 12, 2022
May 27, 2022 |
|
Securities
Securities Fraud |
Dismissal | William H. Orrick III | Paul Hessong, on behalf of ... |
Feb. 24, 2023
Oct. 12, 2021 |
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$120,000
|
$120,000
|
Consuelo B. Marshall | Chris Hashem, individually ... |
Jul. 8, 2022
Apr. 8, 2022 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Mark Lee Manoogian v. Wells... |
Nov. 8, 2014
Oct. 15, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent |
Christopher A. Sanguigni v.... |
Nov. 15, 2014
Oct. 22, 2014 |
|
|
Securities
Securities Fraud |
Dismissal | James Donato | Aaron Greenspan v. Omar Qaz... |
Jul. 8, 2022
May 19, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$1,375,000
|
$1,375,000
|
Beth L. Freeman | In re: Dropbox Inc. Securit... |
Mar. 3, 2023
Dec. 8, 2021 |
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Deborah Alliano v. Kelley S... |
Feb. 14, 2020
Dec. 19, 2019 |
|
|
Securities
Expungement |
Expungement | Terrance W. Arges v. LPL Fi... |
Mar. 20, 2020
Nov. 21, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | John R. Winans v. Centaurus... |
Mar. 20, 2020
Nov. 29, 2019 |
|
|
Securities
Commodities |
Dismissal | M. James Lorenz | Hodl Law PLLC v. Securities... |
Nov. 10, 2023
Jul. 28, 2023 |
|
Securities
Securities Fraud |
DeAnnah L. Thomas, Richard ... |
Apr. 10, 2020
Feb. 20, 2020 |
||
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,319,233
|
$8,319,233
|
Move Inc. v. Citigroup Glob... |
Mar. 6, 2020
May 20, 2019 |
|
|
Securities
Expungement |
Expungement | Allen Frances Schreiber v. ... |
Mar. 20, 2020
Dec. 24, 2019 |
|
|
Securities
Expungement |
Claimant | Barak Raviv v. UBS Financia... |
Jun. 19, 2020
Apr. 9, 2020 |
|
|
Securities
Securities Exchange Act |
Defense | Todd W. Robinson | In re: Anaptysbio Inc. Secu... |
Jan. 13, 2023
Nov. 30, 2021 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
William T. Hampton, individ... |
Jan. 23, 2016
Nov. 2, 2015 |
|
|
Securities
Securities Exchange Act |
Dismissal | Maxine M. Chesney | In re: Cloudera Inc. Securi... |
Jan. 13, 2023
Oct. 20, 2022 |
|
Securities
Expungement |
Expungement | Matt Ward v. Euro Pacific C... |
May 24, 2019
Apr. 16, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$4,175,000
|
$4,175,000
|
Edward J. Davila | In re: Restoration Robotics... |
Jan. 13, 2023
Sep. 9, 2021 |
|
Securities
Expungement |
Expungement | Ronald Louis Valpey v. Merr... |
May 24, 2019
Apr. 11, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$699,364
|
$699,364
|
David L. Valponi, individua... |
Apr. 17, 2020
Feb. 20, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,000,000
|
$1,000,000
|
Jon S. Tigar | Inchen Huang, individually ... |
Dec. 30, 2022
Aug. 29, 2022 |