56947 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud |
DeAnnah L. Thomas, Richard ... |
Apr. 10, 2020
Feb. 20, 2020 |
||
|
Securities
Securities Exchange Act
Verdict:
$15,000,000
|
$15,000,000
|
Cormac J. Carney | Sam Farrar, individually an... |
May 12, 2023
Jan. 13, 2023 |
|
Securities
Commodities
Verdict:
$65,000,000
|
$65,000,000
|
Michael M. Anello | Lou Baker, individually and... |
Apr. 24, 2020
Feb. 18, 2020 |
|
Securities
Securities Exchange Act |
Defense | Edward J. Davila | In re Eventbrite, Inc. Secu... |
Jan. 13, 2023
Jun. 27, 2022 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Preliminary Injunction Granted |
Greenlight Capital LP et al... |
Mar. 9, 2013
Feb. 22, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Beth L. Freeman | Gregory A. Hurst, individua... |
Dec. 30, 2022
Oct. 18, 2021 |
|
Securities
Securities Fraud
Verdict:
$43,288,700
|
$43,288,700
|
Securities and Exchange Com... |
Jun. 14, 2014
May 23, 2014 |
|
|
Securities
Commodities |
Dismissal | Jeffrey S. White | Sung Kim, et al. v. Allakos... |
Mar. 24, 2023
Dec. 6, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$8,319,233
|
$8,319,233
|
Move Inc. v. Citigroup Glob... |
Mar. 6, 2020
May 20, 2019 |
|
|
Securities
Expungement |
Jahanguir "John" Azodi v. B... |
Apr. 10, 2020
Feb. 17, 2020 |
||
|
Securities
FINRA Rules
Verdict:
$45,000
|
$45,000
|
Sal Curattalo, Mary Curatta... |
Nov. 29, 2014
Nov. 6, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$699,364
|
$699,364
|
David L. Valponi, individua... |
Apr. 17, 2020
Feb. 20, 2020 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Adrian A. Colley | Jingjing Xu and Sandeep Mir... |
May 17, 2019
Apr. 1, 2019 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, UBS Fin... |
May 24, 2014
May 1, 2014 |
|
|
Securities
Securities Exchange Act |
Dismissal | George H. Wu | In Re: Semiconductor Manufa... |
Dec. 23, 2022
Jun. 9, 2022 |
|
Securities
|
Respondent | Vedran Pogacnik v. TD Ameri... |
Apr. 17, 2020
Feb. 13, 2020 |
|
|
Securities
Expungement |
Expungement | Ronald Louis Valpey v. Merr... |
May 24, 2019
Apr. 11, 2019 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Robert J. Neborsky v. Valle... |
May 24, 2014
Apr. 28, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$1,800,000
|
$1,800,000
|
Securities and Exchange Com... |
Apr. 6, 2013
Mar. 19, 2013 |
|
|
Securities
Securities Fraud |
Respondent | Lyle LaMothe v. Merrill Lyn... |
May 29, 2020
Feb. 25, 2020 |
|
|
Securities
Expungement |
Expungement | Matt Ward v. Euro Pacific C... |
May 24, 2019
Apr. 16, 2019 |
|
|
Securities
Expungement |
Expungement | Brent Stanley Pine v. Voya ... |
Apr. 10, 2020
Feb. 14, 2020 |
|
|
Securities
Securities Exchange Act |
Dismissal | Fernando L. Aenlle-Rocha | Jeffrey Garcia, individuall... |
Dec. 9, 2022
Aug. 31, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$18,250,000
|
$18,250,000
|
Jon S. Tigar | Logan Hessefort, individual... |
Mar. 3, 2023
Nov. 8, 2022 |
|
Securities
Securities Fraud |
Dismissal | William H. Orrick III | Paul Hessong, on behalf of ... |
Feb. 24, 2023
Oct. 12, 2021 |
|
Securities
|
Dismissal | Cormac J. Carney | In re Yogaworks Inc., Secur... |
Jun. 5, 2020
Apr. 23, 2020 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Mark Lee Manoogian v. Wells... |
Nov. 8, 2014
Oct. 15, 2014 |
|
|
Securities
|
Respondent | Steven Moreno v. Merrill Ly... |
Apr. 17, 2020
Feb. 4, 2020 |
|
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |