57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Stocks
Verdict:
$1,400,000
|
$1,400,000
|
Sandra Lifschitz v. NextWav... |
Sep. 8, 2012
Jun. 20, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Stichting Pensioenfonds ABP... |
Sep. 1, 2012
Aug. 9, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Martha L. Meripol IRA, Rona... |
Sep. 20, 2014
Aug. 28, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$601,500,000
|
$601,500,000
|
In re Countrywide Financial... |
Apr. 2, 2011
Mar. 4, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$477,728
|
$477,728
|
RBC Wealth Management, a di... |
Jul. 2, 2011
May 9, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,375,000
|
$1,375,000
|
Beth L. Freeman | In re: Dropbox Inc. Securit... |
Mar. 3, 2023
Dec. 8, 2021 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Dana K. Anderson and Nancy ... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Berman Klein Realty Associa... |
Jan. 11, 2014
Dec. 30, 2013 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Michael Noia et al. v. Amer... |
May 24, 2019
Apr. 9, 2019 |
|
|
Securities
Fraud
Verdict:
$58,183
|
$58,183
|
James H. Donell, Receiver f... |
Jan. 3, 2015
Apr. 29, 2014 |
|
|
Securities
Fraud |
Respondent | Paula Tyler, Trustee of the... |
May 24, 2019
Apr. 10, 2019 |
|
|
Securities
Expungement |
Expungement | Frank Feipang Auyeung v. Ba... |
May 24, 2019
Apr. 10, 2019 |
|
|
Securities
Securities Fraud |
Respondent | Michael Lancaster Garcia | David Robert Bennette v. We... |
Jan. 26, 2018
Dec. 18, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Bricklayers and Trowel Trad... |
Feb. 11, 2012
Jan. 13, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$1,400,000,000
|
$1,400,000,000
|
People of the State of Cali... |
Apr. 3, 2010
Nov. 17, 2009 |
|
|
Securities
Breach of Contract
Verdict:
$5,676
|
$5,676
|
Andrew Y. Wasa, Henry J. Fe... |
Nov. 27, 2010
Nov. 2, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
James Eischen, Nada Eischen... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,588,900
|
$1,588,900
|
Edward A. Blank, Doreen Bak... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$27,015
|
$27,015
|
Lynn H. Brahin | Samantha Skorija v. VSR Fin... |
Aug. 25, 2017
Jul. 12, 2017 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Haywood S. Gilliam Jr. | In Re Aqua Metals Inc. Secu... |
Mar. 25, 2022
Mar. 8, 2022 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Stanley Clifton Brooks, Bro... |
Jan. 18, 2014
Dec. 10, 2013 |
|
|
Securities
Violation of California Securities Law |
Expungement | Howard R. Gaines | Rosemarie McBride v. Wells ... |
Aug. 25, 2017
Jun. 28, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Fred Hetzel v. Alpha Omega ... |
Feb. 14, 2015
Apr. 7, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Iron Workers Mid-South Pens... |
Jan. 18, 2014
Dec. 30, 2013 |
|
|
Securities
Breach of Contract
Verdict:
$65,000,000
|
$65,000,000
|
In Re KLA-Tencor Corporatio... |
Feb. 23, 2008
|
|
|
Securities
Expungement |
Claimant | Neil S. Jasper | Jennifer Lynne Turner v. LP... |
Dec. 13, 2019
Oct. 22, 2019 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Breach of Fiduciary Duty |
Claimant | John Carter | Jacqueline Peters v. Morgan... |
Nov. 10, 2017
Oct. 10, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Flora J. Tisherman IRA, San... |
Feb. 16, 2013
Jan. 31, 2013 |
|
|
Securities
Employment |
Expungement | Jeffrey R. Jury | Kevin Brooks Kugley v. Meri... |
Oct. 6, 2017
Aug. 4, 2017 |