57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal with Leave to Amend |
Cement & Concrete Workers D... |
Aug. 24, 2013
Aug. 9, 2013 |
|
|
Securities
Violation of the Securities Act
Verdict:
$2,125,000
|
$2,125,000
|
Zachary Lewy, Sampson Daruv... |
Aug. 31, 2013
Aug. 5, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Dismissal; Equitable Agreement |
Patrick J. Rohan Trust, et ... |
Feb. 5, 2011
Jan. 7, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Jimmy D. Hair, Karen E. Hai... |
Feb. 5, 2011
Jan. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$3,350,000
|
$3,350,000
|
In re Neopharm Inc. Securit... |
Feb. 5, 2011
Jan. 13, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$35,043
|
$35,043
|
Hildur M. French v. The Sec... |
Mar. 19, 2011
Jan. 27, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$477,867
|
$477,867
|
Alison Gordon, as Successor... |
Jan. 29, 2011
Dec. 31, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Patricia A. Meyer, Robert H... |
Dec. 19, 2009
Oct. 31, 2009 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Randall B. Christison | Barbara Freeman v. J.P. Mor... |
Feb. 1, 2019
Dec. 4, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$208,000
|
$208,000
|
The Rhoda Seidler Revocable... |
Feb. 5, 2011
Jan. 4, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix Inc., Securit... |
Mar. 2, 2013
Feb. 13, 2013 |
|
|
Securities
Tort
Verdict:
$0
|
$0
|
William F. Highberger | Robert Solomon v. U.S. Trus... |
Apr. 8, 2003
Oct. 25, 2002 |
|
Securities
NASD
Verdict:
-$1
|
-$1
Defense |
Oppenheimer & Co. v. Citigr... |
Feb. 5, 2011
Jan. 4, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$47,796
|
$47,796
|
Peter E. Williams III v. Go... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$145,000,000
|
$145,000,000
|
In re Apollo Group Inc. Sec... |
Jun. 9, 2012
Apr. 25, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$202,300 (plus interest) |
Barbara J. Wammer, individu... |
Sep. 11, 2010
Aug. 12, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Wells Fargo Advisors Financ... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Breach of Contract
Verdict:
$326,176
|
$326,176
|
Credit Suisse Securities (U... |
Jan. 29, 2011
Dec. 30, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$734,118
|
$734,118
|
Josephine Wayman v. Securit... |
Jan. 29, 2011
Dec. 31, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$16,500,000
|
$16,500,000
|
In re Apple Inc. Securities... |
Jan. 22, 2011
Nov. 22, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$14,171
|
$14,171
|
Poppie Phillips, individual... |
Jan. 15, 2011
Dec. 8, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Juliet Baruch v. Citigroup ... |
Jan. 8, 2011
Dec. 9, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Vikki Vargas v. Sharon Kear... |
Oct. 10, 2009
Jun. 3, 2009 |
|
|
Securities
Securities Exchange Act
Verdict:
$809,000,000
|
$809,000,000
|
Jon S. Tigar | In re Twitter Inc. Securiti... |
Oct. 8, 2021
Sep. 21, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$29,500
|
$29,500
|
John Z. Zarich v. Merriman ... |
Jan. 8, 2011
Dec. 2, 2010 |
|
|
Securities
Expungement |
Expungement Denied | Merton E. Marks | William Dean Ferguson v. Va... |
Apr. 26, 2019
Mar. 24, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$15,600
|
$15,600
|
James Jones, Lillie Jones v... |
Jan. 8, 2011
Dec. 1, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$41,465,000
|
$41,465,000
|
Franz Schleicher, et al. v.... |
Jan. 15, 2011
Oct. 12, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$30,000,000
|
$30,000,000
|
Jon S. Tigar | In re: Splunk Inc. Securiti... |
Sep. 22, 2023
Feb. 7, 2023 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
Vahe Ohanessian, Michael Mo... |
Jan. 8, 2011
Dec. 15, 2010 |
