56963 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Negligence
Verdict:
$125,000
|
$125,000
|
Dominic V. Annino, individu... |
Jan. 15, 2011
Dec. 20, 2010 |
|
|
Securities
Breach of Duty
Verdict:
$1,802,860
|
$1,802,860
|
Royal Yates v. GunnAllen Fi... |
Jul. 29, 2006
May 11, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$210,641
|
$210,641
|
Vallone Family 1985 Trust, ... |
Jan. 15, 2011
Dec. 16, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$477,867
|
$477,867
|
Alison Gordon, as Successor... |
Jan. 29, 2011
Dec. 31, 2010 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Jimmy D. Hair, Karen E. Hai... |
Feb. 5, 2011
Jan. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,900,000
|
$2,900,000
|
Cha, et al. v. E1 Asset Man... |
Sep. 5, 2009
May 29, 2009 |
|
|
Securities
Securities Fraud
Verdict:
$9,000,000
|
$9,000,000
|
In re Vocera Communications... |
Apr. 9, 2016
Mar. 4, 2016 |
|
|
Securities
Fraud
Verdict:
$173,000,000
|
$173,000,000
|
Securities and Exchange Com... |
May 22, 2010
May 7, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
John C. Porter, Successor T... |
Oct. 24, 2015
Aug. 17, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Bobby Dean Taylor v. Banc o... |
Apr. 1, 2006
Nov. 23, 2005 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$89,389 (attorneys fees) |
Kent E. Wilson, D.D.S., et ... |
Jun. 21, 2008
May 7, 2008 |
|
|
Securities
Fraud
Verdict:
$160,000,000
|
$160,000,000
|
In re Brocade Securities Li... |
Jul. 26, 2008
Jun. 2, 2008 |
|
|
Securities
Violations of Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Steve Crotteau, individuall... |
May 28, 2011
May 2, 2011 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Easton Limited Partneship v... |
Aug. 18, 2012
Jul. 24, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal in part |
In re Hot Topic Inc. Securi... |
Jan. 3, 2015
May 2, 2014 |
|
|
Securities
Breach of Duty
Verdict:
$9,400
|
$9,400
|
Robert J. Buchner | Martin Feins, Trustee of th... |
Dec. 8, 2017
Nov. 7, 2017 |
|
Securities
Fraud |
Respondent | Peter D. Steinbroner | William J. Roberts v. TD Am... |
Dec. 15, 2017
Dec. 1, 2017 |
|
Securities
Employment |
Expungement | Jeffrey R. Jury | Kevin Brooks Kugley v. Meri... |
Oct. 6, 2017
Aug. 4, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$125,000
|
$125,000
|
Robert D. Sussin | Overview Productions Inc. v... |
Nov. 10, 2017
Sep. 11, 2017 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Cross-claims Denied |
Raymond James Financial Ser... |
Nov. 6, 2014
Oct. 8, 2014 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Counterclaim Denied |
U.S. Bancorp Investments In... |
Oct. 30, 2014
Oct. 7, 2014 |
|
|
Securities
Breach of Contract
Verdict:
$506,497
|
$506,497
|
Wedbush Securities Inc. v. ... |
Nov. 6, 2014
Oct. 4, 2014 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Robert Rosen | Jason Hallmark v. John Davi... |
Aug. 25, 2017
Jul. 14, 2017 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
$298,667 on counterclaim |
Wedbush Securities Inc. v. ... |
Jun. 6, 2013
May 20, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Michael Stief v. Advanced E... |
Jun. 6, 2013
May 20, 2013 |
|
|
Securities
Promissory Note |
Respondent | Mary M. O'Neil | Jin Kyun Park v. Wells Farg... |
Dec. 8, 2017
Nov. 17, 2017 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Gregory Allen Headrick v. U... |
May 30, 2013
May 19, 2013 |
|
|
Securities
Employment |
Expungement Denied | Brett W. Olander | Jeffrey David Thoele v. Wal... |
Jan. 12, 2018
Aug. 25, 2017 |
|
Securities
Expungement |
Expungement | Charles Michaels | Jon Ronald Springer v. Cete... |
Feb. 2, 2018
Dec. 18, 2017 |
|
Securities
Commodities
Verdict:
$624,000,000
|
$624,000,000
|
In re Countrywide Financial... |
Aug. 12, 2010
Jul. 31, 2010 |