57324 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Fraud
Verdict:
$751,000
|
$751,000
|
Dzintra Janavs | Richard Crowther v. Richard... |
Oct. 31, 1998
Jul. 31, 1998 |
|
Securities
Securities Fraud
Verdict:
$427,120
|
$427,120
|
U.S. Securities and Exchang... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$4,570,520
|
$4,570,520
|
Guadalupe Sandoval, Javier ... |
Jan. 4, 2014
Dec. 6, 2013 |
|
|
Securities
Employment
Verdict:
$222,750
|
$222,750
|
Joseph Alan Seidler v. Kevi... |
Jan. 4, 2014
Dec. 6, 2013 |
|
|
Securities
Breach of Contract
Verdict:
$321,933
|
$321,933
|
Citigroup Global Markets In... |
Jun. 18, 2011
May 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Kimon P. Daifotis v. Jinni ... |
Jun. 18, 2011
May 6, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$160,500,000
|
$160,500,000
|
In re Broadcom Corp. Class ... |
Feb. 6, 2010
Dec. 29, 2009 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Yarbrough v. Citigroup... |
Jan. 16, 2010
Dec. 10, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Jay Knapp, Reva Knapp, The ... |
Oct. 15, 2011
Sep. 19, 2011 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Estate of Chaille M. Love, ... |
Jan. 16, 2010
Dec. 14, 2009 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Arnold P. Jonas, Emma M. Jo... |
Jan. 16, 2010
Dec. 17, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Sefferino Guerrera, Sefferi... |
Feb. 11, 2017
Nov. 16, 2016 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Donald Adams, Suvawinds Inc... |
Feb. 11, 2017
Dec. 5, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Judy Durgin, Derivatively o... |
Feb. 11, 2017
Jan. 10, 2017 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
John Phillip Toman Jr. v. M... |
Jul. 6, 2013
Jun. 14, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,850,000
|
$1,850,000
|
Josh Crystal, individually ... |
Feb. 18, 2017
Jan. 13, 2017 |
|
|
Securities
Securities Fraud
Verdict:
$11,603,600
|
$11,603,600
|
Securities and Exchange Com... |
Feb. 25, 2017
Jan. 13, 2017 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Lawrence W. Hake, M.D. v. M... |
Apr. 4, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$184,391
|
$184,391
|
Dr. Mohamed Ahmed, individu... |
Mar. 28, 2015
Feb. 28, 2015 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
DeVonna K. Murrin v. Charle... |
Mar. 21, 2015
Feb. 26, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Fred McKay, as Trustee for ... |
Mar. 21, 2015
Feb. 24, 2015 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Mixed Decision |
Reuben Vollmer v. Genesis C... |
May 2, 2015
Mar. 19, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Donald A. Bowman, Eileen H.... |
Apr. 4, 2015
Feb. 9, 2015 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Rodolfo C. and Maria O. Del... |
Mar. 21, 2015
Feb. 19, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Jeanette Andreas, Joel Andr... |
Aug. 21, 2010
Jul. 15, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Clare Rose Living Trust, Da... |
Mar. 28, 2015
Feb. 20, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Roberta Noel Britt, Roberta... |
Mar. 28, 2015
Feb. 25, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Martin J. Fuller, individua... |
Dec. 7, 2013
Aug. 2, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Countrywide Financial... |
Sep. 14, 2013
Aug. 26, 2013 |