57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement |
Claimant | Robert D. Sussin | Lisa Ann Detanna v. Citigro... |
Nov. 29, 2019
Oct. 7, 2019 |
|
Securities
Commodities
Verdict:
$15,500,000
|
$15,500,000
|
Stephen V. Wilson | Securities and Exchange Com... |
Mar. 1, 2019
Jan. 8, 2019 |
|
Securities
|
Claimant | Al Zvinakis as Holder of FP... |
Jan. 3, 2020
Oct. 18, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Margare... |
Apr. 16, 2011
Feb. 25, 2011 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Dismissal |
Richard S. Bondar, as Trust... |
Jun. 25, 2011
|
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Donald N. Tolin | Linda Manderino, in her Cap... |
Jan. 18, 2019
Sep. 14, 2018 |
|
Securities
Commodities
Verdict:
-$1
|
-$1
Plaintiff |
California State Teachers R... |
Apr. 2, 2011
Feb. 25, 2011 |
|
|
Securities
Expungement |
Claimant | George L. Tindall | Steven Craig Henningson v. ... |
Nov. 29, 2019
Oct. 8, 2019 |
|
Securities
Securities Fraud
Verdict:
$5,900,000
|
$5,900,000
|
John A. Houston | Securities and Exchange Com... |
Jan. 4, 2019
Nov. 16, 2018 |
|
Securities
Breach of Promissory Note
Verdict:
-$1
|
-$1
Equitable Settlement |
Wells Fargo Investments LLC... |
Feb. 4, 2012
Jan. 6, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
For Respondent |
The William Dale Kelly and ... |
Jun. 23, 2012
Sep. 29, 2011 |
|
|
Securities
Expungement |
Expungement | Robert D. Sussin | Aaron Douglas Maurer v. RP ... |
Mar. 22, 2019
Dec. 22, 2018 |
|
Securities
Securities Fraud |
Dismissal | William H. Orrick III | Paul Hessong, on behalf of ... |
Feb. 24, 2023
Oct. 12, 2021 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Randall B. Christison | Barbara Freeman v. J.P. Mor... |
Feb. 1, 2019
Dec. 4, 2018 |
|
Securities
Expungement |
Confirmed | Richard B. Ulmer Jr. | Justin Timothy Bailey v. We... |
Jan. 24, 2025
Jul. 2, 2024 |
|
Securities
Fraud
Verdict:
$273,119
|
$273,119
|
Laurie Dee Miranda v. Craig... |
Dec. 20, 2014
Nov. 13, 2014 |
|
|
Securities
Expungement |
Expungement | Kevin K. Forrester | Breanne Polonia fka Breanne... |
Jan. 25, 2019
Dec. 4, 2018 |
|
Securities
Breach of Contract |
Respondent | Marilyn R. Lewis | Rosalie D. Everson, John E.... |
Feb. 1, 2019
Dec. 12, 2018 |
|
Securities
Securities Fraud |
Respondent | Amy Jiau, Jih Chyi Leu v. H... |
Nov. 29, 2019
Oct. 4, 2019 |
|
|
Securities
Expungement |
Expungement | Peter H. Daly | Timothy Charles Sullivan v.... |
Mar. 15, 2019
Jan. 29, 2019 |
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |
|
Securities
Expungement |
Claimant | Stephanie Devan Abee v. Kes... |
Nov. 1, 2019
Sep. 17, 2019 |
|
|
Securities
Breach of Promissory Note
Verdict:
$581,094
|
$581,094
|
Morgan Stanley Smith Barney... |
Dec. 10, 2016
Oct. 26, 2016 |
|
|
Securities
Securities Fraud
Verdict:
$775,000
|
$775,000
|
Morrison C. England Jr. | Special Situations Fund III... |
Mar. 8, 2019
Jan. 24, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$384,210
|
$384,210
|
Banc of America Investment ... |
Jul. 10, 2010
Jun. 15, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$31,000,000
|
$31,000,000
|
Vince G. Chhabria | Securities and Exchange Com... |
Feb. 28, 2025
Jan. 13, 2025 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$15,368
|
$15,368
|
William A. Tudor and Kathle... |
Jul. 10, 2010
Jun. 4, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
For respondent Goldman, Sachs & Co. |
Geradons, S.L., Salvador Po... |
Jan. 5, 2008
Nov. 15, 2007 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Easton Limited Partneship v... |
Aug. 18, 2012
Jul. 24, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$86,044
|
$86,044
|
Christina A. Snyder | Securities and Exchange Com... |
Jan. 17, 2025
Nov. 22, 2024 |