57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Promissory Note
Verdict:
$3,539,060
|
$3,539,060
|
Barclays Capital Inc. v. Za... |
Dec. 1, 2012
Nov. 5, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,250,000
|
$3,250,000
|
Susan Y. Illston | Jay Rabkin, individually an... |
Jan. 25, 2019
Sep. 28, 2018 |
|
Securities
Securities Fraud |
Defense | Yvonne Gonzalez Rogers | Christopher Hamilton, et al... |
Apr. 30, 2021
Apr. 5, 2021 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael S. Davis, Individua... |
Nov. 24, 2012
Nov. 6, 2012 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Heather Carter Molin v. Pat... |
May 4, 2013
Apr. 19, 2013 |
|
|
Securities
Fraud
Verdict:
$170,870,000
|
$170,870,000
|
Claghorn, et al. v. Edsaco,... |
Jun. 8, 2002
Apr. 16, 2002 |
|
|
Securities
Expungement |
Lee Siegal Henderson v. Mor... |
Nov. 8, 2019
Oct. 3, 2019 |
||
|
Securities
Securities Exchange Act |
Dismissal | Gonzalo P. Curiel | LifeVoxel Virginia SPV LLC;... |
May 30, 2025
Dec. 31, 2024 |
|
Securities
Securities Fraud
Verdict:
$147,000,000
|
$147,000,000
|
Securities and Exchange Com... |
Mar. 26, 2016
Feb. 23, 2016 |
|
|
Securities
Fraud
Verdict:
$113,817
|
$113,817
|
Banc of America Investment ... |
Nov. 24, 2012
Oct. 30, 2012 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Bradley Evan Berdow, Christ... |
Sep. 13, 2014
Aug. 26, 2014 |
|
|
Securities
Expungement |
Claimant | Mary M. Bush | Garret Ray Morgan v. Securi... |
Dec. 27, 2019
Oct. 9, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Laura J. Bogolin, Roy Lee H... |
Jan. 14, 2012
Dec. 13, 2011 |
|
|
Securities
Stocks
Verdict:
$1,750,000
|
$1,750,000
|
Securities and Exchange Com... |
Dec. 8, 2012
Oct. 26, 2012 |
|
|
Securities
Securities Fraud |
Respondent | Amy Jiau, Jih Chyi Leu v. H... |
Nov. 29, 2019
Oct. 4, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$271,250
|
$271,250
|
Dennis M. Nigro, The Dennis... |
Mar. 31, 2007
Feb. 16, 2007 |
|
|
Securities
Securities Exchange Act |
Dismissal | Haywood S. Gilliam Jr. | Iron Workers Local 580 Join... |
Mar. 26, 2021
Mar. 2, 2021 |
|
Securities
Securities Fraud
Verdict:
$62,027
|
$62,027
|
Securities and Exchange Com... |
Mar. 7, 2015
Jan. 5, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$70,000
|
$70,000
|
Carole A. Lane v. Louis B. ... |
Sep. 13, 2008
May 4, 2008 |
|
|
Securities
Securities Exchange Act |
Dismissal | Percy Anderson | Gary Cheng, et al. v. Activ... |
May 5, 2023
Jan. 22, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims dismissed with prejudice |
The Thomas P. Matula Living... |
Sep. 13, 2008
Mar. 11, 2008 |
|
|
Securities
Fraud
Verdict:
$0
|
$0
|
David A. Castillo v. Southw... |
Sep. 6, 2008
Mar. 1, 2008 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
David Hubert v. Bear, Stear... |
Oct. 25, 2008
Mar. 4, 2008 |
|
|
Securities
Securities Exchange Act |
Dismissal | Maxine M. Chesney | In re: Cloudera Inc. Securi... |
Jan. 13, 2023
Oct. 20, 2022 |
|
Securities
Securities Fraud
Verdict:
$200,907
|
$200,907
|
Securities and Exchange Com... |
Jan. 28, 2017
Dec. 7, 2016 |
|
|
Securities
Securities Exchange Act
Verdict:
$129,000,000
|
$129,000,000
|
William H. Alsup | The Police Retirement Syste... |
May 21, 2021
Apr. 30, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$202,300 (plus interest) |
Barbara J. Wammer, individu... |
Sep. 11, 2010
Aug. 12, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,300,000
|
$3,300,000
|
In Re Maxwell Technologies ... |
Nov. 22, 2014
Nov. 3, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$1,500,000
|
$1,500,000
|
Edward J. Davila | In Re Kalobios Pharmaceutic... |
Jan. 11, 2019
Mar. 21, 2018 |