57324 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Securities Fraud
Verdict:
$2,127,851
|
$2,127,851
|
Stephen V. Wilson | Securities and Exchange Com... |
Dec. 31, 2020
Oct. 26, 2020 |
Securities
Securities Fraud
Verdict:
$16,787,028
|
$16,787,028
|
Christina A. Snyder | Federal Trade Commission v.... |
Jul. 25, 2025
May 6, 2025 |
Securities
Expungement |
Expungement | Mark A. Bilawsky | Anthony Claude Marcello III... |
Mar. 15, 2019
Jan. 19, 2019 |
Securities
Securities Exchange Act |
Dismissal | Brian Barry, individually a... |
Apr. 24, 2020
Feb. 21, 2020 |
|
Securities
Securities Fraud |
Dismissal | Maxine M. Chesney | In re Wells Fargo & Company... |
Mar. 4, 2022
Feb. 7, 2022 |
Securities
Breach of Contract
Verdict:
$15,000
|
$15,000
Claimant |
Wells Fargo Clearing Servic... |
Aug. 7, 2020
Mar. 11, 2020 |
|
Securities
Negligence |
Respondent | Ruth Forester v. Randall Sc... |
Jul. 17, 2020
Mar. 19, 2020 |
|
Securities
Securities Exchange Act
Verdict:
$900,000
|
$900,000
|
Gonzalo P. Curiel | Bar Mandalevy, individually... |
Mar. 11, 2022
Jan. 31, 2022 |
Securities
Breach of Fiduciary Duty |
Respondent | Annabelle Datzker Trust, as... |
Jun. 19, 2020
Mar. 19, 2020 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Susan L. Greenberg | In re: Tintri Inc. Securiti... |
Dec. 20, 2024
Jan. 11, 2024 |
Securities
Securities Exchange Act
Verdict:
$189,000,000
|
$189,000,000
|
Roger T. Benitez | Austin Dicker, individually... |
May 23, 2025
Sep. 4, 2024 |
Securities
Securities Exchange Act |
Dismissal | Susan Y. Illston | Electrical Workers Pension ... |
Dec. 17, 2021
Sep. 15, 2021 |
Securities
Securities Fraud
Verdict:
$1,120,943
|
$1,120,943
|
David I. Brown | Kylae Jordan v. Landon Long... |
Mar. 21, 2025
Nov. 19, 2024 |
Securities
Securities Exchange Act |
Dismissal | M. James Lorenz | James Jiao and Samuel Nunez... |
Apr. 24, 2020
Feb. 28, 2020 |
Securities
Securities Exchange Act
Verdict:
$129,000,000
|
$129,000,000
|
William H. Alsup | The Police Retirement Syste... |
May 21, 2021
Apr. 30, 2021 |
Securities
Expungement |
Claimant | George L. Tindall | Steven Craig Henningson v. ... |
Nov. 29, 2019
Oct. 8, 2019 |
Securities
Securities Fraud
Verdict:
$12,500,000
|
$12,500,000
|
Fernando M. Olguin | Cory Longo, individually an... |
Feb. 25, 2022
Oct. 22, 2021 |
Securities
Expungement |
Claimant | Mark Jay Elston v. Wells Fa... |
Jan. 31, 2020
Oct. 31, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,000,000
|
$18,000,000
|
Edward M. Chen | Nicholas R. Ingrao, Derivat... |
Feb. 25, 2022
Jan. 28, 2022 |
Securities
Suitability |
Dismissal | James D. Knotter | Dolan Family Trust Account ... |
Apr. 19, 2019
Feb. 1, 2019 |
Securities
Expungement |
Expungement | Mark A. Bilawsky | William David Isaacson v. Q... |
Apr. 12, 2019
Feb. 25, 2019 |
Securities
Expungement |
Expungement Denied | Jonathan B. Gilbert | Linda Lundstrom Cook v. VSR... |
Apr. 12, 2019
Feb. 27, 2019 |
Securities
Securities Fraud
Verdict:
$5,900,000
|
$5,900,000
|
John A. Houston | Securities and Exchange Com... |
Jan. 4, 2019
Nov. 16, 2018 |
Securities
Expungement |
Claimant | Troy Nicholas Tremblay v. C... |
Jun. 19, 2020
Mar. 26, 2020 |
|
Securities
Expungement |
Claimant | Virgil John Threlkeld v. Fi... |
Aug. 14, 2020
Jun. 10, 2020 |
|
Securities
Securities Exchange Act
Verdict:
$154,687,500
|
$154,687,500
|
Stephen V. Wilson | In Re Snap Inc. Securities ... |
May 1, 2020
Mar. 20, 2020 |
Securities
Expungement |
Expungement Denied | Sterling N. Frost | Bradley Todd Glasman v. Hil... |
Apr. 12, 2019
Feb. 13, 2019 |
Securities
Breach of Contract |
Respondent | Jeffrey M. Allen | El Capitan Limited Corporat... |
Mar. 8, 2019
Dec. 13, 2018 |
Securities
Breach of Duty |
Respondent | Thomas Hirsch v. Merrill Ly... |
Jul. 17, 2020
Mar. 24, 2020 |
|
Securities
Securities Exchange Act
Verdict:
$700,000
|
$700,000
|
Charles R. Breyer | Securities and Exchange Com... |
Jul. 2, 2021
Jun. 9, 2021 |