57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$2,462,900,000
|
$2,462,900,000
|
Lawrence E. Jaffe Pension P... |
Nov. 9, 2013
Oct. 17, 2013 |
|
|
Securities
Broker Negligence
Verdict:
$0
|
$0
|
Ned B. Young | Amy Wellman and Harold Well... |
Feb. 18, 2006
Oct. 11, 2005 |
|
Securities
Securities Exchange Act
Verdict:
$1,181,868
|
$1,181,868
|
Philip S. Gutierrez | Securities and Exchange Com... |
Jun. 18, 2021
May 7, 2021 |
|
Securities
Securities Fraud
Verdict:
$3,000,000
|
$3,000,000
|
Burt Weston, on behalf of h... |
Feb. 8, 2014
Dec. 16, 2013 |
|
|
Securities
Suitability |
Expungement | Kendall C. Reed | Jay Goldner and Denise Gold... |
Jun. 21, 2019
May 6, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$693,000
|
$693,000
|
Michael Aberlich, Patricia ... |
Aug. 25, 2012
Aug. 2, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$135,000
|
$135,000
|
Shirley Edwards v. R.W. Tow... |
Oct. 6, 2012
Aug. 4, 2012 |
|
|
Securities
Expungement |
Expungement | Robert E. Jenks Jr. | Jerald Joseph Halverson, Mi... |
Feb. 2, 2018
Dec. 6, 2017 |
|
Securities
Verdict:
$68,732
|
$68,732
|
Tanya Coffeen v. D.A. David... |
Mar. 6, 2020
Sep. 16, 2019 |
|
|
Securities
Expungement |
Expungement Denied | Cynthia Mary Couyoumjian v.... |
Apr. 10, 2020
Feb. 10, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
$700,000
|
$700,000
|
Charles R. Breyer | Securities and Exchange Com... |
Jul. 2, 2021
Jun. 9, 2021 |
|
Securities
Fraud
Verdict:
$249,071
|
$249,071
|
Kent E. Wilson, Michael D. ... |
Jul. 8, 2006
May 10, 2006 |
|
|
Securities
Violation of the Securities Act
Verdict:
$5,000,000
|
$5,000,000
|
Securities and Exchange Com... |
Feb. 1, 2014
Jan. 9, 2014 |
|
|
Securities
Employment
Verdict:
$241,226
|
$241,226
|
Morgan Stanley & Co. Inc. v... |
Jan. 25, 2014
Jan. 3, 2014 |
|
|
Securities
Breach of Contract |
Expungement | George H. Frisch | Medhat Yacoub v. Fidelity B... |
Jun. 14, 2019
May 1, 2019 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
John Shishko Revocable Trus... |
Jan. 25, 2014
Jan. 6, 2014 |
|
|
Securities
Breach of Contract
Verdict:
$1,000,000
|
$1,000,000
|
Jefferies, LLC v. Jon Alan ... |
May 31, 2019
Apr. 8, 2019 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Nov. 8, 2014
Oct. 15, 2014 |
|
|
Securities
Securities Fraud |
Plaintiff | Otis D. Wright II | Federal Trade Commission v.... |
Jan. 26, 2018
Oct. 23, 2017 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Securities and Exchange Com... |
Nov. 6, 2010
Jan. 5, 2010 |
|
|
Securities
Fraud
Verdict:
$73,150,000
|
$73,150,000
|
Securities and Exchange Com... |
Nov. 6, 2010
Oct. 16, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$5,498,941
|
$5,498,941
|
John W. Holcomb | Securities and Exchange Com... |
Jun. 18, 2021
May 20, 2021 |
|
Securities
Breach of Promissory Note
Verdict:
$399,309
|
$399,309
|
Wells Fargo Advisors LLC, f... |
Nov. 17, 2012
Oct. 12, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Richard Amtower v. Photon D... |
Jul. 15, 2006
May 5, 2006 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Denial |
Robert Stafford Sr., Cynthi... |
Dec. 17, 2011
Nov. 16, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Cindy Bridges-Ross v. Morga... |
Dec. 17, 2011
Nov. 15, 2011 |
|
|
Securities
Breach of Duty
Verdict:
$1,802,860
|
$1,802,860
|
Royal Yates v. GunnAllen Fi... |
Jul. 29, 2006
May 11, 2006 |
|
|
Securities
Securities Fraud |
Respondent | Steven H. Gentry | Christina Billington as Suc... |
May 3, 2019
Mar. 8, 2019 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Albert Alan Aizin v. Syndic... |
May 3, 2019
Mar. 23, 2019 |
|
Securities
Securities Fraud
Verdict:
$750,000
|
$750,000
|
Securities and Exchange Com... |
Mar. 21, 2015
Mar. 2, 2015 |