57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Marie C. Mirch v. Morgan St... |
Jan. 14, 2012
Dec. 15, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$2,600,000
|
$2,600,000
|
Richard Seeborg | Tony Plant, individually an... |
Nov. 11, 2022
May 27, 2021 |
|
Securities
Unfair Business Practices
Verdict:
$108,000
|
$108,000
|
Willie L. Benning v. Cambri... |
Jan. 17, 2015
Jul. 30, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$16,250,000
|
$16,250,000
|
Marcelo Cunha v. Hansen Nat... |
Aug. 16, 2014
Jul. 28, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Kline Enterprises Inc. v. S... |
Feb. 4, 2012
Jan. 6, 2012 |
|
|
Securities
Derivative Suit |
Dismissal | Charles R. Breyer | Jean E. Henry, Individually... |
Apr. 3, 2020
Jan. 21, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Shizuko Matsumoto v. Capita... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Charles Liotta Trust dated ... |
Jul. 12, 2014
Jun. 24, 2014 |
|
|
Securities
Expungement |
Expungement | Stephen H. Marcus | Pablo Raul Vaquera v. Natio... |
Jun. 21, 2019
May 6, 2019 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Aramis Seferian v. Antonio ... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$6,500,000
|
$6,500,000
|
People of the State of Cali... |
Mar. 12, 2011
Feb. 2, 2011 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jon S. Tigar | City of Pontiac General Emp... |
Jan. 13, 2023
Mar. 1, 2022 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Thomas E. Shuck | Paul Michel v. E-Trade Secu... |
Sep. 1, 2017
Jun. 7, 2017 |
|
Securities
Stocks
Verdict:
$1,400,000
|
$1,400,000
|
Sandra Lifschitz v. NextWav... |
Sep. 8, 2012
Jun. 20, 2012 |
|
|
Securities
Negligence |
Respondent | Derek Tumulak v. E*TRADE Se... |
Sep. 4, 2020
Jul. 17, 2020 |
|
|
Securities
Breach of Contract
Verdict:
$3,262,300
|
$3,262,300
|
Stephen A. Whittington, et ... |
Jan. 24, 2009
Nov. 3, 2008 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Permanent Injunction |
U.S. Bancorp Investments In... |
May 18, 2013
May 2, 2013 |
|
|
Securities
Fraud
Verdict:
$358,151
|
$358,151
|
Securities and Exchange Com... |
Oct. 13, 2012
Aug. 17, 2012 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Andrew Charles Gall v. UBS ... |
May 23, 2015
Mar. 13, 2015 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Defense |
Francis J. Bonanno, individ... |
Oct. 1, 2016
Sep. 2, 2016 |
|
|
Securities
Securities Fraud |
Dismissal | Charles R. Breyer | Huei-Ting Kang, individuall... |
Sep. 22, 2023
Apr. 27, 2023 |
|
Securities
Breach of Contract
Verdict:
$63,655,200
|
$63,655,200
|
Rosen Capital Partners LP, ... |
Sep. 24, 2011
Jun. 30, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Joseph J. Bahuth, Angele Ba... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal; Equitable Agreement |
Melvin R. Aoki, Melvin R. A... |
Mar. 19, 2011
Feb. 3, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Larry McCumber and Joyce Mc... |
May 18, 2013
Apr. 30, 2013 |
|
|
Securities
Breach of Contract |
Dismissal | David L. Moore IRA, David L... |
Jul. 17, 2020
May 22, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Gene Gasselle v. Merrill Ly... |
May 8, 2010
Apr. 9, 2010 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Expungement |
Martin Brookes v. Matthew J... |
Sep. 22, 2012
Aug. 30, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$1,000,000
|
$1,000,000
|
James V. Selna | Jeffrey N. Schneider,Indivi... |
Jul. 14, 2023
Mar. 2, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Agreement; Dismissal |
Robert N. Stephens Living T... |
Mar. 26, 2011
Feb. 14, 2011 |