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57927 Rulings

Topic Case Name Published / Result

Securities

Securities
Securities Fraud
John Rossum v. Bradley Ever... Mar. 20, 2020
    Dec. 30, 2019
Securities
Misrepresentation
Verdict: $120,000
Confidential May 4, 1996
    Mar. 21, 1996
Securities
Securities Fraud
Verdict: -$1
Vahe Ohanessian, Michael Mo... Jan. 8, 2011
    Dec. 15, 2010
Securities
Stocks
Verdict: -$1
Ernest C. Coneen, The Conee... Jul. 4, 2014
    Jan. 29, 2014
Securities
Securities Exchange Act
William Baker, Jill Sligay,... Jun. 7, 2024
    Mar. 5, 2024
Securities
Securities Exchange Act
Verdict: $49,965
Securities and Exchange Com... Oct. 30, 2020
    Sep. 3, 2020
Securities
Breach of Fiduciary Duty
Verdict: $2,157,243
Donna Gambee v. David Lloyd... Feb. 2, 2018
    Jan. 5, 2018
Securities
Breach of Contract
Verdict: $1,377,010
Bobby L. Hayes, Bobby L. Ha... Feb. 25, 2012
    Jan. 31, 2012
Securities
NASD
Verdict: -$1
Bryan Silagy v. Woodbury Fi... Dec. 16, 2006
    Aug. 11, 2006
Securities
Breach of Promissory Note
Verdict: $323,353
Morgan Stanley Smith Barney... Oct. 6, 2017
    Aug. 7, 2017
Securities
Violation of the Securities Act
Verdict: -$1
U.S Securities and Exchange... Jan. 4, 2014
    Dec. 10, 2013
Securities
Breach of Fiduciary Duty
Verdict: $1,588,900
Edward A. Blank, Doreen Bak... Mar. 22, 2014
    Mar. 4, 2014
Securities
Breach of Fiduciary Duty
Verdict: -$1
Yvonne D. Kloehn v. Wells F... Aug. 24, 2013
    Aug. 12, 2013
Securities
Securities Fraud
Verdict: $577,000
Securities and Exchange Com... Sep. 24, 2016
    Sep. 1, 2016
Securities
Securities Exchange Act
Verdict: $13,000,000
In re: Precigen Inc. Securi... Jan. 5, 2024
    Jul. 7, 2023
Securities
Breach of Fiduciary Duty
Verdict: $18,442
Jordan H. Moffet, Margot A.... Nov. 27, 2010
    Nov. 9, 2010
Securities
Negligence
Verdict: $309,750
Paul Azarian, Loreta Azaria... Apr. 12, 2014
    Mar. 21, 2014
Securities
Breach of Duty
Verdict: -$1
Bobby Karim Panahi v. UBS F... Oct. 1, 2011
    Jul. 12, 2011
Securities
Securities Fraud
Verdict: $706,733
Securities And Exchange Com... Apr. 30, 2016
    Apr. 7, 2016
Securities
Violation of the Securities Act
Verdict: $5,000,000
Panther Partners Inc. v. Ik... Apr. 27, 2013
    Mar. 25, 2013
Securities
Breach of Contract
Verdict: -$1
Paul Stiehl and Patricia St... Mar. 28, 2015
    Feb. 12, 2015
Securities
Securities Exchange Act
Verdict: $1,375,000
In re: Dropbox Inc. Securit... Mar. 3, 2023
    Dec. 8, 2021
Securities
Suitability
Verdict: -$1
Donald Stunkart v. Edward J... Jan. 4, 2014
    Dec. 11, 2013
Securities
Breach of Fiduciary Duty
Verdict: -$1
Yucaipa American Alliance F... Feb. 5, 2011
    Aug. 12, 2010
Securities
Breach of Fiduciary Duty
Verdict: $16,500,000
In re Apple Inc. Securities... Jan. 22, 2011
    Nov. 22, 2010
Securities
Securities Fraud
Verdict: -$1
Thomas A. Seaman, in his ca... Feb. 14, 2015
    Apr. 28, 2014
Securities
Breach of Fiduciary Duty
Verdict: -$1
Michael L. Kennedy 1998 Tru... May 28, 2016
    Mar. 16, 2016
Securities
Violation of the Securities Act
Verdict: $2,700,000
Jeff Feyko, individually an... May 10, 2014
    Mar. 7, 2014
Securities
Breach of Fiduciary Duty
Verdict: -$1
Church Resource Ministries ... Apr. 2, 2011
    Feb. 18, 2011
Securities
Securities Fraud
Verdict: $2,000,000
Ajay Malhotra, individually... Dec. 31, 2020
    Nov. 6, 2020