57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Rhonda Grallnick v. Charles... |
Apr. 15, 2017
Mar. 8, 2017 |
|
|
Securities
Commodities
Verdict:
$65,000,000
|
$65,000,000
|
Michael M. Anello | Lou Baker, individually and... |
Apr. 24, 2020
Feb. 18, 2020 |
|
Securities
Professional Malpractice
Verdict:
$12,617
|
$12,617
|
Eileen B. Cohen, Allen A. C... |
Nov. 26, 2011
Nov. 10, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$8,011,530
|
$8,011,530
|
Amit Gupta v. Morgan Stanle... |
Sep. 21, 2013
Aug. 29, 2013 |
|
|
Securities
Negligent Misrepresentation
Verdict:
$0
|
$0
|
Thomas P. Anderle | Jack Jevne, et al. v. Solv-... |
May 4, 2002
Mar. 25, 2002 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Rick Cooper v. Richard Anth... |
Jun. 21, 2014
Jun. 4, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Stanley Levine, Charles Bri... |
Jun. 21, 2014
Jun. 11, 2013 |
|
|
Securities
Breach of Contract |
Respondent | Lonny R. Bohling v. Kenneth... |
Mar. 20, 2020
Nov. 19, 2019 |
|
|
Securities
Expungement |
Expungement | Peter H. Daly | Timothy Charles Sullivan v.... |
Mar. 15, 2019
Jan. 29, 2019 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Thomas Frances Nelson v. UB... |
Jan. 3, 2015
Apr. 29, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Matthew Lam v. Charles Schw... |
Apr. 2, 2011
Mar. 14, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$900,000
|
$900,000
|
Gonzalo P. Curiel | Bar Mandalevy, individually... |
Mar. 11, 2022
Jan. 31, 2022 |
|
Securities
Fraud |
Respondent | Benjamin F. Breslauer | Jorge Casas IRA v. FAS Team... |
Sep. 1, 2017
May 30, 2017 |
|
Securities
Expungement |
Expungement | Jeffrey Norman Cashman v. K... |
Mar. 20, 2020
Dec. 19, 2019 |
|
|
Securities
Securities Exchange Act |
Dismissal | Consuelo B. Marshall | Glen Barnes, individually a... |
Jan. 28, 2022
Apr. 6, 2021 |
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Respondent |
Fred S. Beaton and Fred S. ... |
Aug. 17, 2013
Aug. 2, 2013 |
|
|
Securities
Fraud
Verdict:
$726,000
|
$726,000
|
Michael L. Stern | Linda Wang v. Charles Xue |
Sep. 3, 2005
Apr. 6, 2005 |
|
Securities
Derivative Suit
Verdict:
-$1
|
-$1
Dismissal |
Stephanie Mallen v. Alphate... |
Aug. 31, 2013
Mar. 28, 2013 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. v... |
Oct. 20, 2012
Sep. 19, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix, Inc. Securit... |
Sep. 7, 2013
Aug. 20, 2013 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Frank Charles Miller v. Wel... |
Sep. 7, 2013
Aug. 20, 2013 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Edward A. Trabin | Ronnie Harper, individually... |
Sep. 1, 2017
Jun. 2, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
ESG Capital Partners LP a D... |
Jul. 13, 2013
Jun. 26, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
United Micronesia Developme... |
Jul. 13, 2013
Jun. 26, 2013 |
|
|
Securities
Employment |
Respondent | Steven Gourley | Farid Morim v. J.P. Morgan ... |
Sep. 1, 2017
May 20, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jamal Abdul-Kabir, Joyce L.... |
Oct. 20, 2012
Sep. 25, 2012 |
|
|
Securities
Fraud
Verdict:
$117,500,000
|
$117,500,000
|
In re Mercury Interactive C... |
Dec. 1, 2007
|
|
|
Securities
Stocks
Verdict:
$6,500,000
|
$6,500,000
|
Michael B. Coady and Robert... |
Oct. 27, 2012
Sep. 20, 2012 |
|
|
Securities
Breach of Contract
Verdict:
$50,000
|
$50,000
|
Deanna Lynn Buchholz v. Cam... |
May 24, 2014
Apr. 28, 2014 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
$411,624 to Respondent |
Charles Tom Lawson v. Morga... |
May 17, 2014
Apr. 21, 2014 |