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57927 Rulings

Topic Case Name Published / Result

Securities

Securities
Breach of Fiduciary Duty
Verdict: -$1
Rina Schwarz, individually,... Sep. 4, 2010
    Aug. 12, 2010
Securities
Breach of Fiduciary Duty
Verdict: -$1
Lim Cheng Low, Lee Fang Ng ... Sep. 4, 2010
    Aug. 12, 2010
Securities
Breach of Fiduciary Duty
Verdict: $253,843
Amnon Kawa, Amva Holdings, ... Sep. 4, 2010
    Aug. 4, 2010
Securities
Securities Exchange Act
Jesus Mendoza, individually... Dec. 9, 2022
    Sep. 20, 2021
Securities
Breach of Fiduciary Duty
Verdict: $19,167
Harry R. Lynn, as Trustee o... Jul. 17, 2010
    Jun. 21, 2010
Securities
Stocks
Verdict: -$1
Sandra Lifschitz v. Nextwav... May 12, 2012
    Nov. 21, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
Alfred L. Davenport Jr., in... Sep. 4, 2010
    Aug. 7, 2010
Securities
Securities Exchange Act
Verdict: $3,750,000
Michael Chupa, individually... Nov. 4, 2022
    Jul. 19, 2021
Securities
Securities Exchange Act
Verdict: $750,000
George Barney, individually... Dec. 9, 2022
    Aug. 29, 2022
Securities
Securities Exchange Act
Verdict: $1,800,000
William Likas, individually... Dec. 9, 2022
    Mar. 14, 2022
Securities
Breach of Duty
Verdict: $1,653,970
John Erickson v. Edwin Torres Nov. 10, 2007
    Aug. 23, 2007
Securities
Securities Exchange Act
Verdict: $3,500,000
Securities and Exchange Com... Apr. 23, 2021
    Mar. 30, 2021
Securities
Breach of Contract
Teresa Valdez, as an indivi... Nov. 20, 2020
    Oct. 13, 2020
Securities
Securities Exchange Act
Ed J. Hershewe, individuall... Nov. 11, 2022
    Mar. 10, 2022
Securities
Breach of Fiduciary Duty
Verdict: -$1
Jay H. Mintz, IRA Rollover,... Mar. 20, 2010
    Feb. 2, 2010
Securities
Securities Fraud
Verdict: $24,000,000
Julia Junge and Richard Jun... Oct. 21, 2022
    Sep. 6, 2022
Securities
Securities Fraud
Verdict: $22,250,000
Jonathan Davis and Roei Aza... Oct. 21, 2022
    Apr. 14, 2022
Securities
Securities Exchange Act
Verdict: $402,075
Securities and Exchange Com... Feb. 28, 2025
    Dec. 3, 2024
Securities
Securities Exchange Act
Verdict: $100,000
Securities and Exchange Com... Feb. 21, 2025
    Jan. 14, 2025
Securities
Securities Exchange Act
Verdict: $300,000
Securities and Exchange Com... Sep. 4, 2025
    Jun. 10, 2025
Securities
Securities Exchange Act
Daniel Valenti, et al. v. D... Sep. 4, 2025
    Apr. 9, 2025
Securities
Securities Fraud
Verdict: $12,000,000
Martin J. Fuller, individua... Dec. 7, 2013
    Aug. 2, 2013
Securities
Breach of Contract
R.S.S. McKosky, Tatyana McK... Jul. 31, 2020
    Jun. 10, 2020
Securities
Expungement
Steven Phillip Margulin v. ... Jun. 19, 2020
    Apr. 16, 2020
Securities
Fraud
Verdict: -$1
Clare Rose Living Trust, Da... Mar. 28, 2015
    Feb. 20, 2015
Securities
Breach of Fiduciary Duty
Verdict: $100,000
Roberta Noel Britt, Roberta... Mar. 28, 2015
    Feb. 25, 2015
Securities
Securities Exchange Act
Securities and Exchange Com... Aug. 12, 2022
    May 27, 2022
Securities
Verdict: $150,000,000
People of the State of Cali... Jun. 5, 2020
    Apr. 25, 2019
Securities
Securities Fraud
Verdict: $35,000
Securities and Exchange Com... Jun. 5, 2020
    Apr. 27, 2020
Securities
Stocks
Verdict: -$1
Dixon v. Cost Plus Inc., et... Aug. 18, 2012
    Jun. 27, 2012