57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents, Counter-Respondents |
Rina Schwarz, individually,... |
Sep. 4, 2010
Aug. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$338,646 (plus interest) |
Lim Cheng Low, Lee Fang Ng ... |
Sep. 4, 2010
Aug. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$253,843
|
$253,843
|
Amnon Kawa, Amva Holdings, ... |
Sep. 4, 2010
Aug. 4, 2010 |
|
|
Securities
Securities Exchange Act |
Defense | Otis D. Wright II | Jesus Mendoza, individually... |
Dec. 9, 2022
Sep. 20, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$19,167
|
$19,167
|
Harry R. Lynn, as Trustee o... |
Jul. 17, 2010
Jun. 21, 2010 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Dismissal |
Sandra Lifschitz v. Nextwav... |
May 12, 2012
Nov. 21, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Alfred L. Davenport Jr., in... |
Sep. 4, 2010
Aug. 7, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,750,000
|
$3,750,000
|
Christina A. Snyder | Michael Chupa, individually... |
Nov. 4, 2022
Jul. 19, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$750,000
|
$750,000
|
Andre Birotte Jr. | George Barney, individually... |
Dec. 9, 2022
Aug. 29, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$1,800,000
|
$1,800,000
|
John W. Holcomb | William Likas, individually... |
Dec. 9, 2022
Mar. 14, 2022 |
|
Securities
Breach of Duty
Verdict:
$1,653,970
|
$1,653,970
|
John Erickson v. Edwin Torres |
Nov. 10, 2007
Aug. 23, 2007 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,500,000
|
$3,500,000
|
Stephen V. Wilson | Securities and Exchange Com... |
Apr. 23, 2021
Mar. 30, 2021 |
|
Securities
Breach of Contract |
Respondent | Teresa Valdez, as an indivi... |
Nov. 20, 2020
Oct. 13, 2020 |
|
|
Securities
Securities Exchange Act |
Dismissal | Stanley Blumenfeld Jr. | Ed J. Hershewe, individuall... |
Nov. 11, 2022
Mar. 10, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Jay H. Mintz, IRA Rollover,... |
Mar. 20, 2010
Feb. 2, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
Securities Fraud
Verdict:
$22,250,000
|
$22,250,000
|
Edward M. Chen | Jonathan Davis and Roei Aza... |
Oct. 21, 2022
Apr. 14, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$402,075
|
$402,075
|
Maxine M. Chesney | Securities and Exchange Com... |
Feb. 28, 2025
Dec. 3, 2024 |
|
Securities
Securities Exchange Act
Verdict:
$100,000
|
$100,000
|
Jon S. Tigar | Securities and Exchange Com... |
Feb. 21, 2025
Jan. 14, 2025 |
|
Securities
Securities Exchange Act
Verdict:
$300,000
|
$300,000
|
Trina L. Thompson | Securities and Exchange Com... |
Sep. 4, 2025
Jun. 10, 2025 |
|
Securities
Securities Exchange Act |
Defense | James Donato | Daniel Valenti, et al. v. D... |
Sep. 4, 2025
Apr. 9, 2025 |
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Martin J. Fuller, individua... |
Dec. 7, 2013
Aug. 2, 2013 |
|
|
Securities
Breach of Contract |
Respondents | R.S.S. McKosky, Tatyana McK... |
Jul. 31, 2020
Jun. 10, 2020 |
|
|
Securities
Expungement |
Claimant | Steven Phillip Margulin v. ... |
Jun. 19, 2020
Apr. 16, 2020 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Clare Rose Living Trust, Da... |
Mar. 28, 2015
Feb. 20, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Roberta Noel Britt, Roberta... |
Mar. 28, 2015
Feb. 25, 2015 |
|
|
Securities
Securities Exchange Act |
Permanent Injunction | Percy Anderson | Securities and Exchange Com... |
Aug. 12, 2022
May 27, 2022 |
|
Securities
Verdict:
$150,000,000
|
$150,000,000
|
People of the State of Cali... |
Jun. 5, 2020
Apr. 25, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$35,000
|
$35,000
|
Sallie Kim | Securities and Exchange Com... |
Jun. 5, 2020
Apr. 27, 2020 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Injunction Denied |
Dixon v. Cost Plus Inc., et... |
Aug. 18, 2012
Jun. 27, 2012 |
