57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Contract
Verdict:
$1,221,930
|
$1,221,930
|
Lehman Brothers Holdings In... |
Oct. 18, 2014
Mar. 31, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
ESG Capital Partners LP a D... |
Jul. 13, 2013
Jun. 26, 2013 |
|
|
Securities
Stocks
Verdict:
$622,000
|
$622,000
|
Donald H. Brown v. Fidelity... |
Jul. 7, 2012
Jun. 4, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re: Mellanox Technologie... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
$138,068
|
$138,068
|
Securities and Exchange Com... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
United Micronesia Developme... |
Jul. 13, 2013
Jun. 26, 2013 |
|
|
Securities
Commodities
Verdict:
$7,000,000
|
$7,000,000
|
Plumbers and Pipefitters Lo... |
Sep. 8, 2012
Nov. 14, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jamal Abdul-Kabir, Joyce L.... |
Oct. 20, 2012
Sep. 25, 2012 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Wedbush Securities Inc. v. ... |
Oct. 18, 2014
Apr. 2, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Ellen Gache and EBG Investm... |
Jul. 13, 2013
Jun. 27, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael Pope, Maxine O. Pop... |
Jun. 29, 2013
Jun. 13, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondents |
UBS Financial Services Inc.... |
Jun. 29, 2013
Jun. 11, 2013 |
|
|
Securities
Violation of the Securities Act
Verdict:
$4,000,000
|
$4,000,000
|
In re Constellation Energy ... |
Jun. 29, 2013
May 8, 2013 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Nabil Athanassious, Janette... |
Mar. 1, 2014
Feb. 4, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$90,961
|
$90,961
Consent Judgment |
Securities and Exchange Com... |
Feb. 7, 2015
Dec. 23, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Bernie Bernheim APC Retirem... |
Jan. 24, 2015
Dec. 11, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$45,000,000
|
$45,000,000
|
Jim Brown, individually and... |
Jun. 25, 2011
Feb. 24, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Defense |
David Hubert v. Bear, Stear... |
Oct. 25, 2008
Mar. 4, 2008 |
|
|
Securities
Breach of Contract
Verdict:
$26,050
|
$26,050
|
U.S. Bancorp Investments In... |
Oct. 13, 2012
Sep. 11, 2012 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement |
Alex Binai v. Royal Allianc... |
Aug. 3, 2013
Jul. 23, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Permanent Injunction |
United States Securities an... |
Jan. 24, 2015
Apr. 24, 2014 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Araceli Carmen Fonseca v. A... |
Mar. 26, 2011
Feb. 22, 2011 |
|
|
Securities
Stocks
Verdict:
$11,023
|
$11,023
|
David de Groot v. E-Trade S... |
Oct. 18, 2014
Mar. 27, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
$8,500,000
|
$8,500,000
|
Robert Curry v. Hansen Medi... |
Aug. 10, 2013
Jul. 25, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Steven Savary v. Wells Farg... |
Apr. 19, 2014
Mar. 25, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal with Leave |
David Browning, individuall... |
Apr. 12, 2014
Mar. 24, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
John T. Hall, James Kaczmar... |
Dec. 7, 2013
Nov. 14, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$230,667
|
$230,667
|
Howard D. Coleman, individu... |
Apr. 9, 2011
Feb. 25, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Margare... |
Apr. 16, 2011
Feb. 25, 2011 |