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Government

May 8, 2007

SEC Files Rare Subpoena Enforcement Against Executives

After months of legal wrangling, the Securities and Exchange Commission has invoked a rarely used power and filed a subpoena enforcement action in San Diego federal court against former executives of Advanced Marketing Services.

By Gabe Friedman
Daily Journal Staff Writer

      After months of legal wrangling, the Securities and Exchange Commission has invoked a rarely used power and filed a subpoena enforcement action in San Diego federal court against former executives of Advanced Marketing Services.
      SEC attorney Ronnie Beth Lasky asked U.S. District Judge Napoleon A. Jones to compel Michael Nicita and Edward Leo...

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